Search for: "WELLS FARGO & COMPANY" Results 321 - 340 of 1,791
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3 Feb 2011, 7:00 am by Kim Wood
Most of the debt, $2.6 million, is a claim by Wells Fargo Bank. [read post]
19 Apr 2017, 8:33 am by David Liebrader
Craig Ruschmeyer, a registered representative from Cottage Grove, Minnesota, formerly with Feltl & Company and Wells Fargo Advisors was suspended from FINRA membership for violations of Rule 9552 FINRA Rule 9552. [read post]
27 Mar 2009, 8:04 am
Turns out that Hugh McColl (formerly of Bank of America) and Ed Crutchfield (formerly of First Union which became Wachovia and is now Wells Fargo) are not alone. [read post]
18 Dec 2017, 2:06 pm by Adam Weinstein
According to BrokerCheck records financial advisor William Paynter (Paynter), employed by Wells Fargo Clearing Services, LLC (Wells Fargo), has been subject to two customer complaints. [read post]
4 Jan 2018, 9:44 am by Adam Weinstein
According to BrokerCheck records financial advisor Jeffrey Wilson (Wilson), employed by Wells Fargo Clearing Services, LLC (Wells Fargo), has been subject to four customer complaints. [read post]
12 Sep 2018, 10:06 am by Staff Attorney
The securities attorneys at Gana Weinstein LLP have been investigating Wells Fargo Clearing Services, LLC (Wells Fargo) broker Bryan Musso (Musso). [read post]
15 Oct 2008, 4:00 pm
Wells Fargo did not want to be, and did not need to be, bailed out. [read post]
6 Jan 2014, 7:42 am by Adam Weinstein
 Many of Busch’s customers had both Wells Fargo brokerage accounts and Wells Fargo bank accounts. [read post]
10 Sep 2009, 5:34 pm
At trial, Ohayon, the Wells Fargo executive, testified that Giguere had never sent a financial worksheet the bank required. [read post]
24 Feb 2012, 8:32 am by Hopkins
” It is likely that Wells Fargo is not alone in these practices. [read post]
24 Feb 2012, 8:32 am by Hopkins
” It is likely that Wells Fargo is not alone in these practices. [read post]
25 Jul 2017, 5:25 am by Joe Patrice
One presumes these are real Wells Fargo clients and not the millions of fake ones. [read post]
16 Mar 2009, 8:47 am
But Wells Fargo rejected her credit application because she once went $12 over on a line of credit for an unrelated commercial real-estate company, according to the SL Tribune [read post]
25 Aug 2018, 7:18 am by Cannabis Law Group
Wells Fargo seems to be putting Fried under a level of scrutiny that other politicians and lobbyists have not had to endure. [read post]
11 Apr 2021, 9:05 am by Staff Attorney
  According to records kept by FINRA Ianace was employed by Wells Fargo Clearing Services, LLC (Wells Fargo) and Merrill Lynch Pierce, Fenner & Smith Incorporated (Merrill Lynch) through June 2020 when he abruptly resigned when he refused to cooperate in FINRA’s investigation over these allegations. [read post]
30 Aug 2013, 7:20 am by Joy Waltemath
Personal bankers seeking to bring a class-action wage suit against Wells Fargo and Wachovia Bank (acquired by Wells Fargo in 2008) were unable to show that they were subjected to a common policy of denying overtime pay or that class-wide issues predominated, a federal district court in New York held, rejecting their bid for Rule 23 certification of their New York Labor Law (NYLL) claims (Fernandez v Wells Fargo Bank, NA, August 28, 2013, Castel,… [read post]
17 Aug 2009, 6:04 am
Only Bank of America Corp. and Wells Fargo & Co. were larger. [read post]
16 Apr 2012, 6:25 am
Another Wells Fargo company owns about 50 percent of Rels Valuation, an appraisal company, which Wells Fargo had handle both appraisals. [read post]