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9 Dec 2011, 7:55 am
Colleagues of Mathur’s also are Wall Street veterans, Finra records show. [read post]
26 Jan 2012, 1:32 pm
“At least 60 mergers occurred in the U.S. and abroad last year, the highest level since 2008 and a 54% jump from 2010, according to legal-industry consulting firm Altman Weil Inc. [read post]
12 May 2021, 2:58 am
One Wholesaler, Inc. v. [read post]
26 Mar 2019, 1:20 pm
In 2017, one of the largest asset managers in the world, Blackstone’s GSO Capital Partners disclosed that it had taken out insurance on bonds issued by Hovnanian Enterprises Inc., essentially betting that the home builder would default on the debts, according to an article last summer in the Wall Street Journal. [read post]
13 Jul 2017, 12:00 pm
The news comes from the Campaign for Accountability report, "Google Academics, Inc. [read post]
5 Nov 2020, 7:35 am
Legal and Regulatory Developments SPOTLIGHT: Justice Department Files Antitrust Lawsuit Challenging Visa’s Planned Acquisition of Plaid Wall Street Journal – November 5, 2020 (subscription required) The Justice Department filed an antitrust lawsuit Thursday that seeks to block Visa Inc. [read post]
24 Sep 2015, 5:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
28 Sep 2022, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Wednesday, September 28, 2022 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services, Inc. [read post]
3 Dec 2015, 7:45 am
See More Than 5,000 Stockbrokers From Expelled Firms Still Selling Securities, The Wall Street Journal, (Oct. 4, 2013). [read post]
28 Nov 2015, 7:04 am
Rosenmayer entered the securities industry in 1993. [read post]
21 Oct 2016, 7:40 am
Byrd entered the securities industry in 1985. [read post]
2 Nov 2015, 6:31 am
McDonald entered the securities industry in 1993. [read post]
12 Oct 2015, 7:01 am
Lipscomb entered the securities industry in 1992. [read post]
3 Nov 2015, 6:23 am
Pizzimenti entered the securities industry in 2004. [read post]
21 Sep 2016, 7:07 am
Salem entered the securities industry in 1986. [read post]
21 Sep 2016, 7:07 am
Salem entered the securities industry in 1986. [read post]
18 Nov 2015, 5:53 am
Giannone entered the securities industry in 1997. [read post]
14 Oct 2015, 7:51 am
Dorval entered the securities industry in 2001. [read post]
15 Oct 2015, 6:21 am
Marks entered the securities industry in 2000. [read post]
3 Feb 2011, 2:01 pm
**Only participating in the event on Saturday, February 12 at 12:00 PM EST Marie McDonnell www.mcdonnellanalytics.com Marie McDonnell is the President of McDonnell Property Analytics, Inc., a foreclosure defense training and support services company. [read post]