Search for: "William Dodds"
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8 Jan 2016, 3:14 am
As discussed below, a recent federal district court decision suggests that directors can be held personally liable under both the Sarbanes-Oxley Act and the Dodd-Frank Act for whistleblower retaliation, and a recent California legislative enactment provides that corporate directors can be held personally liable for violations of the state’s wage and hour laws. [read post]
13 Sep 2012, 7:26 pm
LLP founder and securities attorney William Shepherd. [read post]
25 Oct 2011, 3:55 am
" The company's CEO, William A. [read post]
13 May 2016, 6:13 am
Davidson, Fordham Law School, on Friday, May 6, 2016 Tags: Bailouts, Financial crisis, Financial regulation, Investor protection, Legal systems, Moral hazard, Ownership, Property rights, Public interest, Securities regulation, Signaling, Systemic risk, Too big to fail, Transparency In re Kenneth Cole: Business Judgment Review of Controlling Stockholder Mergers Posted by William Savitt, Wachtell, Lipton, Rosen & Katz, on Saturday, May 7, 2016 Tags: Business judgment rule, Buyouts,… [read post]
20 May 2011, 4:44 am
Coming Soon: Over 175 New Derivatives Provisions In their memo, Davis Polk notes that over 175 new Dodd-Frank derivatives provisions are scheduled to automatically go into effect on July 16th. [read post]
4 Nov 2016, 1:01 am
Ibrahim, William & Mary Law School, on Wednesday, November 2, 2016 Tags: Capital formation, Crowdfunding, Investor protection, IPOs, JOBS Act, SEC, SEC rulemaking, Securities regulation,Small firms, Tech companies ISS Proposes New 2017 Voting Policies Posted by Lyuba Goltser, Weil, Gotshal & Manges LLP, on Wednesday, November 2, 2016 Tags: Boards of Directors, Charter & bylaws, Dual-class stock, Executive Compensation, Institutional Investors, IPOs,ISS, Proxy advisors,… [read post]
9 Sep 2011, 2:51 am
Antar Dag Blog -"Crazy Eddie" Fraudster Sam Antar To Return To Crime - Thanks to Darrell Issa & Anti-Regulation Republicans by William K. [read post]
28 Feb 2012, 7:46 pm
This is an intellectually dishonest clown who alleged recently that critics of Dodd-Frank are only trying to protect Wall Street. [read post]
30 Aug 2010, 11:55 am
NYC RPIE Commercial Rent Roll Spreadsheet Filing Information[By: Benjamin Williams |In: Real Estate]17. [read post]
2 Jun 2011, 7:42 am
New Whistleblower Rules On May 25, 2011, the SEC adopted final rules implementing the whistleblower program Congress prescribed in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
14 May 2021, 8:01 am
Roger Williams (R-Texas) stating a preference for Trump-era tax cut policies failed by a vote of 22-29.Climate risk disclosures. [read post]
24 Apr 2015, 10:49 am
Jim Williams, FAA manager. [read post]
15 Dec 2017, 6:13 am
Haas, Hunton & Williams LLP , on Monday, December 11, 2017 Tags: Boards of Directors, CFTC, Compliance and disclosure interpretation, Compliance officer, Delaware law, Derivative suits, Director liability, Disclosure, Dodd-Frank Act, Duty of loyalty, Fiduciary duties, Liability standards, Regulation 5.16, SEC, Securities enforcement, Securities litigation, Securities… [read post]
22 Oct 2021, 6:20 am
Securities and Exchange Commission, on Friday, October 15, 2021 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Restatements, SEC enforcement, Securities enforcement, Securities regulation A Guide for Boards and Companies Facing Ransomware Demands Posted by Antonia M. [read post]
29 Apr 2022, 6:27 am
Roy, William T. [read post]
29 Apr 2022, 6:27 am
Roy, William T. [read post]
15 Sep 2017, 6:10 am
Posted by William Magnuson, Texas A&M Law School, on Wednesday, September 13, 2017 Tags: Algorithmic trading, Banks, Bitcoin, Crowdfunding, Dodd-Frank Act, Financial crisis, Financial institutions, Financial regulation, Financial reporting, Financial technology, Innovation, International governance, Market efficiency, Moral hazard, SIFIs, Systemic risk OCC Stakes Out a Lead Role in… [read post]
11 Oct 2023, 11:17 am
Because Cantero’s mortgage pre-dated Dodd-Frank, the U.S. [read post]
26 Jun 2012, 9:30 pm
William Funk is the Robert E. [read post]
23 Sep 2011, 7:06 am
There are ways to channel that martial energy toward better purposes, ranging from William James's "Moral Equivalent of War" to "Mr. [read post]
