Search for: "Working Group on Securities Disclosure Authority"
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27 Apr 2016, 9:01 am
About The Author A practicing attorney and Managing Shareholder of Cynthia Marcotte Stamer, P.C. [read post]
27 Apr 2016, 9:01 am
About The Author A practicing attorney and Managing Shareholder of Cynthia Marcotte Stamer, P.C. [read post]
5 Mar 2024, 9:05 pm
These groups wield statutory authority to manage the Exchange Act’s market mechanisms and the funding they generate to surveil markets. [read post]
5 Apr 2009, 1:26 pm
Please see the working group’s curriculum vitae. [read post]
11 Mar 2011, 3:58 am
The Reclaim Research group conducted interviews and sent Freedom of Information requests to 17 universities and are starting to reveal the hidden connections between research and corporations at universities. [read post]
20 May 2011, 11:38 am
Although SOX bars public companies from retaliating against employees who report conduct that they reasonably believe constitutes certain types of fraud or securities violations to Congress, federal regulatory or law enforcement agencies, or a person with supervisory authority over the employee, the Ninth Circuit held that this protection does not extend to employee disclosures to the media. [read post]
16 Oct 2018, 7:00 pm
The Working Group recognizes that more work is needed to evaluate the actual impact of emerging practices on the ground. [read post]
2 Dec 2021, 6:27 am
Vivo’s policy has limited information, saying, “as part of the Telefónica Group, (it) may, in certain circumstances and when necessary, share personal data with other companies within the Group. [read post]
31 May 2024, 11:49 am
Merrill Lynch reportedly has 1,475 disclosures including 596 regulatory events, according to its CRD. [read post]
15 Mar 2019, 8:19 am
Author of leading works on a multitude of labor and employment, compensation and benefits, internal controls and compliance, and risk management matters and a Fellow in the American College of Employee Benefit Counsel, the American Bar Foundation and the Texas Bar Foundation, Ms. [read post]
2 Apr 2025, 4:14 pm
This is Jim Butler, author of www.HotelLawBlog.com and founding partner of JMBM and JMBM’s Global Hospitality Group®. [read post]
22 Oct 2024, 8:45 am
Shortly thereafter, Intel acquired the company and Plaintiff "began working for Intel as an Engineering Lead. [read post]
9 May 2023, 11:55 am
Is securities fraud the same thing as investment fraud? [read post]
4 Nov 2024, 6:39 am
[To repeat my earlier disclosure: I was a Deputy Assistant Attorney General in the DOJ Office of Legal Counsel at the time of the Smith appointment. [read post]
2 Oct 2017, 4:50 pm
The SEC’s disclosure that its EDGAR system had been had hacked was big news last week, as was the accompanying disclosure that the information accessed may have been used for improper trading. [read post]
9 Sep 2022, 8:12 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
2 Nov 2014, 8:55 am
Stamer often has worked, extensively on these and other workforce and performance related matters. [read post]
12 Sep 2013, 11:04 am
Employer and union group health plan sponsors and insurers of group and individual health plans who have struggled to complete and send the new employer notice to employees required by Fair Labor Standards Act Section 18B by the October 1, 2013 deadline set by the U.S. [read post]
20 Dec 2023, 11:01 am
With over 30 years of securities law experience, The White Law Group has the expertise to help investors to recover their securities fraud losses. [read post]
2 Feb 2022, 11:18 am
"According to Miller, and a written disclosure he later made to federal authorities, the response allegedly made by [NSO co-founder Omri] Lavie was 'we drop bags of cash at your office.'" NSO Group, an Israeli company that was recently blacklisted by the US government, was allegedly seeking access to the SS7 network. [read post]
