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15 Feb 2011, 8:32 am
Non-Enforcement Matters SEC Study Recommends a Uniform Fiduciary Standard for Providing Investment Advisory Services To no one’s surprise, the SEC — within a report mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act — recommended that regulations be implemented to create a uniform fiduciary standard for all providers of personalized investment advice to retail customers, whether such providers are registered as broker-dealers or investment… [read post]
31 Oct 2021, 9:00 pm
HB 2295 prohibits a person arrested for violation of a protective order or other domestic abuse charge from qualifying for a personal recognizance bond. [read post]
9 Jul 2010, 5:50 pm
And mine is black and silver and looks like James Bond would have it, but you can get it in different colors too… hot pink, blue… very cool. [read post]
4 Oct 2011, 9:39 am
The CRA/CLC analogized the Legislature's actions to street crime, stating that the State believed "that Proposition 22 is like a hypothetical robbery statute that prohibits the theft of someone's money unless the victim is killed first. [read post]
6 Sep 2012, 2:55 pm
Businesses concerned about Obama Administration-backed efforts to promote its pro-labor agenda must stay diligent despite the set back suffered by the National Labor Relations Board (NLRB) in its attempt to a Federal Judge to challenge state laws that purport to require secret balloting in union elections in NLRB v. [read post]
31 Mar 2011, 8:05 pm
2) The essence of it is fix sidewalks and trees, but we also must find new parking, and we should have no parking meters after 6pm; 3) Doesn’t like the bond, should figure out how to pay for it [which I took to mean out of existing revenue].On pensions, he said it was the City’s biggest problem, as Coral Gables is the most indebted city per capita in Florida. [read post]
4 May 2023, 9:05 pm
Attorney General William Barr stated in the Wall Street Journal that the belief that ESG factors are material to profitability “appears to rest more on hope than fact. [read post]
21 Mar 2008, 5:01 pm
David Nocilly, a patent and IP lawyer with Bond, Schoeneck & King, PLLC in Syracuse, NY, and Adjunct Professor at Syracuse University, said, Although the owner of the copyright in photographs, which is the photographer and not the person pictured unless an assignment has been made, has the right to control the makng of copies, there are certain permissible uses under U.S. copyright laws. [read post]
7 Jul 2014, 8:34 am
Employer and other health plan sponsors, administrators, insurers and their business associates should heed both the lesson about properly protecting health plan documents with protected health information and the more subtle lesson about the role of employees and other whistleblowers in bringing these violations to the attention of regulators contained in the latest Health Insurance Portability & Accountability Act (HIPAA) resolution agreement. [read post]
7 Jun 2011, 9:56 am
And what is the value of a bank account that assures you won't be turned out on the street 6 months, a year, or a few years after losing a job? [read post]
27 Jun 2012, 7:58 am
The Wall Street Journal put together a graphic of partner departures by month, showing how the partners were abandoning ship, which the presenters shared with us. [read post]
21 Feb 2020, 11:17 am
It is a guarantor on some of BSA’s bond debt, but it’s a meaningless guaranty as Delaware BSA LLC has never had any real assets. [read post]
10 Feb 2024, 7:17 am
Moving across the street does not require a custodial parent to do anything. [read post]
28 Feb 2022, 9:51 am
Also the DHS Secretary possesses discretionary authority to waive public charge inadmissibility for a noncitizen that provides a suitable and proper bond or undertaking approved by the Secretary. [read post]
8 Aug 2016, 10:35 pm
Do not be soothed by the opinion’s technical language: This case allows the police to stop you on the street, demand your identification, and check it for outstanding traffic warrants—even if you are doing nothing wrong…” – Justice Sonia Sotomayor, US Supreme Court The incident began with an unlawful police stop of a man leaving a private residence. [read post]
17 Jun 2010, 6:06 am
And unless you sold bonds to Iceland… then our global economic meltdown and financial crisis is not your fault. [read post]
11 Sep 2007, 2:49 am
The above quote seems to reflect the Wall Street Journal and CNN view of conducting business in Russia, who repeatedly caution their readers and viewers about investing in Russia's emerging markets. [read post]
9 Sep 2009, 2:52 am
The $475 million securities lawsuit settlement (refer here), the $150 million bond action settlement (refer here) and the $75 million ERISA action settlement (refer here) stand out among the few other, more modest settlements. [read post]
22 Dec 2010, 7:49 am
Well, it’s the most wonderful time of the year, and Bank of America is breaking and entering once again… robbing homes… changing locks… stealing dead husband’s ashes… you know… it’s the holidays! [read post]
2 Jun 2014, 2:32 pm
Add reviewing and updating your plan language, notices and processes for administering the coverage continuation requirements to the ever-growing list of items that employers and other group health plan sponsors, insurers, administrators and fiduciaries need to handle this year. [read post]
