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20 May 2022, 1:41 am by Simon Lovegrove (UK)
On 13 May 2022, the European Banking Authority (EBA) adopted a decision on supervisory reporting for intermediate parent undertaking (IPU) threshold monitoring for those entities belonging to third country groups (TCGs), including third country branches (TCBs). [read post]
9 Aug 2010, 11:03 am by Larry Ribstein
” It would be ironic if, after Latham took at 200-lawyer hit last year because of the end of the boom, it couldn’t capitalize on the upswing. [read post]
31 Dec 2018, 9:52 am by Silver Law Group
(CRD #10083) of Red Bank, NJ, Spartan Capital Securities, LLC (CRD #146251) and Portfolio Advisors Alliance, Inc. [read post]
31 May 2018, 1:38 am by Jack Prettejohn
The legislative proposal is part of the Commission’s efforts to enhance Banking Union and Capital Markets Union. [read post]
14 Jul 2021, 8:40 pm by Albert Weatherill (UK)
The guidelines, which have been developed in accordance with Article 325bh(3) of the Capital Requirements Regulation (CRR), become applicable from 1 January 2022. [read post]
8 Jun 2016, 12:30 am by Patrick Bracher
For example, asset management is being done by third party capital providers, marketing is being taken over by search engines like Google and the success of a product is often affected by online reviews. [read post]
29 Aug 2018, 2:37 am by Jack Prettejohn (UK)
On 28 August 2018, the European Banking Authority (EBA) published three consultation papers concerning Implementing Technical Standards (ITS) on supervisory reporting by firms subject to the Capital Requirements Regulation (CRR). [read post]
28 Sep 2010, 4:34 am by David Feldman
The mid-sized firm represents over 100 public companies as well as investment banks, hedge funds and other investors. [read post]
28 Mar 2019, 9:05 pm by Walter Olson
A simultaneous federal indictment in California charges Avenatti with embezzling from a client and defrauding a bank. [read post]
22 Nov 2019, 7:25 am by Jochen Vester (UK)
On 21 November 2019, the European Banking Authority (EBA) launched a consultation on draft implementing technical standards (ITS) for specific supervisory reporting requirements for market risk, which are the first elements of the Fundamental Review of the Trading Book (FRTB) introduced by the revised Capital Requirements Regulation (CRR2). [read post]
16 Jan 2019, 12:48 pm by Silver Law Group
Before becoming licensed, she was employed with Bank of America and Capital Strategies, also of Fort Lauderdale. [read post]
On 22 November 2023, the European Banking Authority (EBA) published a final report on the draft regulatory technical standards (RTS) on the assessment methodology under which Member State competent authorities verify an institution’s compliance with the internal model approach as per Article 325az(8) of the Capital Requirements Regulation (CRR). [read post]
14 Sep 2017, 6:06 am
Since the financial crisis, regulators have been shifting their focus from traditional microprudential regulation, which protects individual banks and other financial firms , to “macroprudential” regulation that protects the stability of the financial system itself. [read post]
18 Feb 2021, 8:55 pm by Matthew Gregory (UK)
On 17 February 2021, the European Banking Authority (EBA) published a consultation paper concerning draft guidelines specifying the criteria to assess the exceptional cases when institutions exceed the large exposure limits of Article 395(1) of the Capital Requirements Regulation (CRR) and the time and measures to return to compliance pursuant to Article 396(3) of the CRR. [read post]
27 Sep 2017, 9:12 am by Simon Lovegrove and Jamie Gray
The European Banking Authority (EBA) has published guidelines on internal governance under the CRD IV. [read post]
8 Apr 2021, 8:54 pm by Jochen Vester (UK)
The Capital Requirements Regulation as amended by Regulation (EU) 2019/876 (CRR) implements in EU legislation the revised framework to compute own funds requirements for market risk (the Basel Fundamental Review of the Trading Book (FRTB)). [read post]
On 16 July 2024, the European Banking Authority (EBA) issued a report on the review of the application of gender-neutral remuneration policies. [read post]
On 9 August 2024, the European Banking Authority (EBA) published a final report containing draft implementing technical standards (ITS) amending Implementing Regulation (EU) 2016/2070 as regards benchmark portfolios, reporting templates and reporting instructions to be applied in the EU for the reporting referred to in Article 78(2) of the Capital Requirements Directive IV (CRD IV). [read post]
9 Jul 2010, 9:19 am
The regulators seem to be more concerned with the bank’s capital base. 4. [read post]