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5 Jan 2008, 1:29 am
Rule 17a is actually a long-standing regulation, created under the Securities Exchange Act of 1934. [read post]
1 Dec 2009, 10:00 pm
But I thought it was worth reposting, especially since it has acquired a longer list of organizational signatories: A Statement of Principle A number of recent incidents suggest that our long-standing commitment to the free exchange of ideas is in peril of falling victim to a spreading fear of violence. [read post]
28 Apr 2023, 9:05 pm
Securities and Exchange Commission (SEC) has been reluctant to classify all digital assets as securities. [read post]
26 May 2015, 3:00 am
The tax credits go to people who most likely can’t afford to buy insurance at full prices on the exchanges. [read post]
2 Jul 2020, 6:44 am
The European Union placed Asma al-Assad under sanctions in 2012, but this is the first time the U.S. has taken direct steps against Asma. [read post]
5 Jun 2017, 1:46 am
Nasdaq operates three securities exchanges in the Baltics as part of the Nasdaq Baltic group, including the stock exchange in Tallinn. [read post]
11 Jan 2008, 8:35 pm
Collaboration Between Key RegulatorsEarlier this week, the Securities and Exchange Board of India (SEBI) and the US Securities and Exchange Commission (SEC) announced terms for increased cooperation and collaboration between them. [read post]
4 Oct 2011, 11:25 pm
Further, to examine the bidirectional exchange of occupational data between administrative databases and clinical components in the EHR, NIOSH in conjunction with IHE should conduct an interoperability-testing event (e.g., Connectathon) to demonstrate this bidirectional exchange of occupational information to establish proof of concept and, as appropriate, examine challenges related to variable sources of data and reconciliation of conflicting data. [read post]
10 Feb 2012, 2:55 am
BNA reports that "the European Commission, which hailed the proposals, expressed hope that the agreement would provide an incentive for countries such as Luxembourg and Austria to drop their opposition to revisions to the European Union Savings Tax Directive. [read post]
5 Dec 2023, 7:49 am
The discussion paper further identifies themes relating to the cooperative exchange of remote sensing data, including the free and open exchange of remote sensing data across jurisdictions, allowing developing countries to incorporate methane data that may otherwise be cost-prohibitive. [read post]
10 Oct 2019, 5:44 am
" 2) Between July and September 2019, the Acting Ambassador to Ukraine, Bill Taylor, the (former) State Department Special Envoy to Ukraine, Kurt Volker, and the Ambassador to the European Union, Gordon Sondland, exchanged a series of telephone calls and text messages revealing that U.S. diplomats were involved in negotiating an exchange involving a White House meeting and foreign aid on one hand, and a Ukrainian investigation into a meritless allegation… [read post]
8 Jul 2010, 10:27 am
Beyond the transactional, exchange-oriented theories familiar from public choice theory, we can also discern cultural explanations for objectively unreasonable behavior. [read post]
1 Jul 2010, 7:37 am
The AP reports that during one such exchange, Kagan refused to choose between “the vampire versus the werewolf” when asked by Sen. [read post]
14 Aug 2023, 8:45 am
.; Issuers registered with the Securities and Exchange Commission; Banks, bank holding companies, savings and loan holding companies, credit unions, financial market utility entities, and money services businesses registered with FinCEN; Registered Commodity Exchange Act entities, registered investment companies or investment advisers, broker-dealers, and registered venture capital fund advisers; Insurance companies or state-licensed insurance producers; … [read post]
12 Jan 2008, 10:47 am
For these reasons I see why more of Indiana's trial courts do not adopt trial rules requiring the exchange of these documents without requiring the filing of a motion.After all requiring the parties to exchange these documents does remove all discovery. [read post]
29 Sep 2007, 3:30 pm
By Keith Darcé Union-Tribune Staff Writer [read post]
16 Feb 2024, 1:43 pm
I am a native of what was then the Soviet Union, and a native speaker of Russian. [read post]
14 Aug 2023, 8:45 am
.; Issuers registered with the Securities and Exchange Commission; Banks, bank holding companies, savings and loan holding companies, credit unions, financial market utility entities, and money services businesses registered with FinCEN; Registered Commodity Exchange Act entities, registered investment companies or investment advisers, broker-dealers, and registered venture capital fund advisers; Insurance companies or state-licensed insurance producers; … [read post]
29 Dec 2009, 7:24 am
It further requires that all swaps that are subject to the clearing requirement be trade on an exchange or a "swap execution facility. [read post]
27 Apr 2012, 10:22 am
As long as the exchange has some tangential relationship to the intentionally inscrutable phrase “cyber threat,” the CISPA insulates both the government agencies and the companies from liability as they exchange your private information. [read post]
