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21 Sep 2009, 7:20 am
Texas will receive $1.6 million in the settlement with Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
20 Sep 2009, 11:43 am
Goldman, Sachs, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith and J.P. [read post]
20 Sep 2009, 10:11 am
Cuomo's office apparently issued a new round of subpoenas, continuing the investigation into the Bank's knowledge of Merrill's hemorrhaging losses. [read post]
20 Sep 2009, 7:38 am
• According to the Charlotte Observer, the FBI and the Department of Justice are conducting a criminal investigation into Bank of America's purchase of Merrill Lynch. [read post]
20 Sep 2009, 4:22 am
According to the Capgemini-Merrill Lynch Wealth Survey, the affluent have moved from 13% cash to 20% cash. [read post]
19 Sep 2009, 6:00 am
Cuomo's office apparently issued a new round of subpoenas, continuing the investigation into the Bank's knowledge of Merrill's hemorrhaging losses. [read post]
18 Sep 2009, 4:59 pm
" [Merrill Lynch, Pierce, Fenner & Smith, Inc. v. ]Dabit , 547 U.S. [71,] 87 [(2006)]. [read post]
18 Sep 2009, 3:08 pm
So BofA investors who sold for a loss after Merrill Lynch’s financial plight became known are now seeking payment from BofA investors who didn’t sell or who acquired their shares after the price drop. . . . [read post]
18 Sep 2009, 1:54 pm
Bank of America's controversial acquisition of Merrill Lynch now seems to be of interest to the F.B.I. and the Justice Department, a development that could mean the Charlotte, N.C. [read post]
18 Sep 2009, 9:39 am
John Thain, the former chief executive of Merrill Lynch, has done some soul-searching about his $1.2 million office renovation: He told an audience at Wharton he should have shopped at Ikea instead. [read post]
18 Sep 2009, 8:34 am
Financial advisers at firms like LPL Linsco Private Ledger, Merrill Lynch, Citigroup Smith Barney, Raymond James, ING and Morgan Stanley might have sold these non-traded REITS to retail investors. [read post]
18 Sep 2009, 8:30 am
The lawsuit was settled while the motion to dismiss was pending.Filed on October 3, 2008, the plaintiffs asserted claims for relief under Sections 11, 12(a)(2) and 15 of the Securities Act of 1933 on behalf of investors in certain Merrill Lynch debt securities and a series of Merrill Lynch preferred stock. [read post]
18 Sep 2009, 4:00 am
September 8, 2009)White motor vehicle operator flips dismissal of his race/promotion + HWE claimsNew York StateDECIDED NYDHR rejects fem cop's discrimination claim against Utica Judge approves class action status for females in sex discrimination suit vs Sterling Jewelers Suffolk in the news twice: (1) Jury gives $450K to Suffolk County cop for disability-based promotion denial; (2) female Suffolk Park cop wins jury verdict for pregnancy-based denial of light duty… [read post]
17 Sep 2009, 1:26 pm
The latest news today on the BofA-Merrill merger investigations is that the New York AG has issued subpoenas to 5 current or former directors of Bank of America, seeking to learn what they knew about Merrill's financial condition and the... [read post]
17 Sep 2009, 7:10 am
I feel a little lonely being one of almost no observers I've read critiquing Judge Rakoff for his one man crusade against....something. [read post]
17 Sep 2009, 2:49 am
As previously reported, here, on August 8, 2007, a jury convicted ex-Brocade CEO Greg Reyes for violating federal securities laws by failing to properly account for backdated options. [read post]
16 Sep 2009, 1:47 pm
New Massachusetts companies. [read post]
16 Sep 2009, 11:18 am
Lets not forget that most, if not all of the state regulators who comprise the NASAA had regulatory authority over Madoff, Lehman, Bear Stearns and Merrill Lynch. [read post]
16 Sep 2009, 10:25 am
Previous blawg discussion on the continuing BofA/Merrill matter can be found here. [read post]
16 Sep 2009, 9:29 am
The Merrill Bonus issue at Bank of America is not going away. [read post]
