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21 Apr 2019, 10:14 am by Staff Attorney
Lyons, LLC (JJB Hilliard), has been subject to at least thirteen customer complaints and one regulatory action during the course of his career. [read post]
21 Apr 2019, 9:32 am
Unifrax I LLC (Fed. [read post]
20 Apr 2019, 3:53 pm by Eugene Volokh
Last year, I lost a Sixth Circuit case (Plunderbund Media, LLC v. [read post]
19 Apr 2019, 9:43 am by Ben Vernia
*   *   * Under Medicare Advantage, also known as the Medicare Part C program, Medicare beneficiaries have the option of enrolling in managed healthcare insurance plans called Medicare Advantage Plans (“MA Plans”) that are owned and operated by private Medicare Advantage Organizations (“MAOs”). [read post]
18 Apr 2019, 7:36 pm by Scott McKeown
Merchsource, LLC (here) the Federal Circuit stayed the injunction of the lower court while it reviewed the lower court’s injunction. [read post]
18 Apr 2019, 12:22 pm by James Kachmar
For instance, in 2013, the Ninth Circuit in Luvdarts, LLC v. [read post]
18 Apr 2019, 10:46 am by Renae Lloyd
Mireau reportedly participated in this private security transaction without notifying, and receiving prior written approval from, Ameriprise. [read post]
18 Apr 2019, 8:35 am by InvestorLawyers
(NYSE: WPC), was reportedly completed by a private investor known as Everest REIT Investors I LLC (“Everest”). [read post]
16 Apr 2019, 3:31 pm by Amber Walsh
The next in our series of posts sharing key takeaways from panels at the Healthcare & Life Sciences Private Equity and Lending Conference focuses on trends in physician practice management (PPM). [read post]
15 Apr 2019, 1:59 pm
However, it is more difficult to hold a government entity liable than a private property owner. [read post]
15 Apr 2019, 8:31 am by Staff Attorney
In October 2017 a customer filed a complaint alleging that Davila violated the securities laws by recommending non-traded REIT and private placement investments that were unsuitable in 2010 through 2011. [read post]
15 Apr 2019, 5:11 am by Andrew Lavoott Bluestone
LLC, 107 AD3d 646, 648 [2d Dept 2013] [“The tort claims against the architect fail for lack of contractual privily, or the functional equivalency of privily”]). [read post]
13 Apr 2019, 12:39 pm by Staff Attorney
  From August 1992 until October 2013 Grant was associated with NYLife Securities LLC. [read post]
12 Apr 2019, 7:50 pm by Bill Marler
Information collected from stores where ill people shopped indicates that Caito Foods LLC supplied pre-cut melon to these stores. [read post]
12 Apr 2019, 3:02 pm by Evan Caplicki
The Summit is taking place during, and in partnership with, Infrastructure Week, and is poised  to attract industry leaders from the private sector and senior officials from federal, state, and local government. [read post]
12 Apr 2019, 11:07 am by Renae Lloyd
The Firm’s written supervisory procedures specifically required registered representatives to request and obtain approval prior to engaging in private securities transactions including the offer of promissory notes. [read post]
12 Apr 2019, 5:14 am by Erik Slobe
For a second client that received a settlement of $2.750 million, Avenatti is accused of using $2.5 million of the settlement to buy a private airplane. [read post]