Search for: "Securities Investor Protection Corporation"
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5 Jan 2011, 1:17 am
The Changing Mix of Corporate and Securities Lawsuits: As insurance information firm Advisen has well documented, the mix of corporate and securities lawsuits has been evolving over the past several years. [read post]
6 Dec 2019, 7:10 am
Importantly, the protections are not available to directors in circumstances where the company has not complied with its obligations in relation to tax and employee entitlements. [read post]
14 Nov 2017, 3:27 am
Equally astonishing is that ICOs have grown largely outside of regulatory oversight and without the investor protections and disclosure requirements that apply to traditional investment offerings. [read post]
16 Mar 2017, 2:41 am
If the fund will have U.S. tax exempt investors, the domestic structure should be sufficient if the fund does not utilize leverage. [read post]
15 Sep 2023, 6:38 am
Securities and Exchange Commission authority. [read post]
11 May 2023, 9:01 pm
The basic idea was the public deserves protection not only when a security is issued, but on an ongoing basis when a security is traded in secondary markets. [read post]
6 Aug 2013, 10:26 am
Companies often file for bankruptcy protection to avoid significant pension liability. [read post]
4 Sep 2018, 3:35 pm
Will the Near-Record Pace of Securities Class Action Lawsuit Filings Continue? [read post]
12 Mar 2013, 10:24 pm
The Satyam case brought to fore issues related to protection for independent directors and other innocent executives. [read post]
3 Aug 2021, 1:00 pm
On Theory and Practice of Criminal Procedure in China Daniel Sprick (University of Cologne) Predictive Policing in China’s Criminal Justice Campaigns Xiong Qi (School of Law Wuhan University) “Media Adjudication” in Chinese Criminal Justice and its Dogmatic Analysis in Material Criminal Law 12:10-13:40 GMT+2 Warsaw Methodological approaches to Chinese law Chao Xi (Faculty of Law, The Chinese University of Hong Kong)… [read post]
8 Sep 2015, 5:08 pm
What do the Recent Developments in Delaware Portend for Corporate and Securities Litigation There? [read post]
3 Oct 2011, 11:00 am
The district court adopted a broad interpretation of § 523(a)(19), treating as paramount the Sarbanes-Oxley Act's goal of "protect[ing] investors by improving accuracy and reliability of corporate disclosures made pursuant to the securities laws. [read post]
26 Feb 2007, 3:36 pm
As a result of this transaction, the newly privatized company will deliver price cuts and price protection benefits to electric customers, strengthen environmental policies, make significant investments in alternative energy and institute corporate policies tied to climate stewardship. [read post]
4 Aug 2023, 10:14 am
Banks will not give loans secured by patents; banking law constraints. [read post]
16 Nov 2021, 9:40 am
Limited partnerships, closed end funds, management investment companies and issuers of non-voting preferred securities and debt securities that do not have equity securities listed on Nasdaq, among others, are also exempt. [read post]
7 Dec 2023, 1:30 am
It delivers detailed, practical compliance guidance for corporations and their lawyers, alike. [read post]
30 Apr 2015, 8:04 am
Rand’s sentence reflects the seriousness of his offense and underscores my office’s commitment to protecting Americans from executives that engage in corporate fraud,” said Acting U.S. [read post]
7 Aug 2007, 5:15 am
· Securities class-action lawsuits have fallen over the past two years from over 200 in 2004. [read post]
25 Sep 2011, 4:48 pm
Public accounting firms are supposed to be gatekeepers and protect the integrity of financial reporting. [read post]
22 Dec 2011, 9:29 am
The corporate lobby was not happy. [read post]
