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13 Sep 2016, 12:12 pm
The SEC’s complaint also states that Wealthpire materials claimed that Backus made millions of dollars before “deciding to help other investors” by starting an alert service that let traders copy his every trading move.The SEC alleges that from at least January 2012 to September 2014, Backus was not trading in the same stocks recommended by his services as he claimed. [read post]
9 Apr 2018, 6:23 am
Taft's refusal to lobby Congress led to a moderate tariff reduction bill that didn't satisfy either the free traders or the protectionists, and helped to contribute to the GOP's loss of the House in 1910 and the White House in 1912. [read post]
20 Feb 2019, 6:39 pm
Gordon was a slave trader, and had been arrested by the navy while at sea with a cargo of between 800 and 900 Africans bound for sale in Cuba or Brazil. [read post]
22 Sep 2017, 7:18 am
The CFTC alleges that from approximately January 2014 through approximately January 2016, Gelfman and GBI, a company where Gelfman served as chief executive officer and head trader, operated a Bitcoin Ponzi scheme in which they fraudulently solicited more than $600,000 from approximately 80 persons. [read post]
3 Feb 2014, 5:21 am
The second, more recently recognized category, applies to employees who work as brokers, traders, or salespersons; the courts have found such employees’ services to be unique based on their unique relationship with the customers with whom they deal. [read post]
2 Oct 2015, 8:24 am
By Jacquelyn LumbIn remarks before the Securities Traders Association’s annual market structure conference, Commissioner Kara Stein focused on the need for transparency in today’s markets. [read post]
7 Nov 2018, 9:30 pm
De examines four important cases that set legal precedents: a Parsi journalist’s contestation of new alcohol prohibition laws, Marwari petty traders’ challenge to the system of commodity control, Muslim butchers’ petition against cow protection laws, and sex workers’ battle to protect their right to practice prostitution. [read post]
5 Jul 2012, 7:45 am
A sterling swaps trader told the assembled economists and managers that “Libor was dislocated with itself”. [read post]
14 Dec 2023, 10:30 pm
Article 3 requires traders to make certain specifications and clarifications [read post]
9 Jul 2012, 8:12 am
Securitization was a gleam in some traders’ eyes. [read post]
20 Oct 2009, 6:02 am
As a result of the current financial crisis, there have been multiple calls for strict new regulation of over-the-counter (OTC) financial derivatives. [read post]
18 Dec 2011, 8:56 am
Sun Street Properties Ltd v Persons Unknown [2011] EWHC (Ch), [2011] All ER (D) 72 (Dec) [no transcript available yet]Or, what the hell is going on about Occupy/Bank of Ideas and the property owned by Union Bank of Switzerland. [read post]
15 Jun 2012, 2:26 pm
Having fallen from respected insider to convicted inside trader, Mr. [read post]
5 Dec 2010, 5:31 am
How about fair traders? [read post]
18 Apr 2011, 5:00 pm
[n]o one, not even the bank’s own traders, wanted to buy the supposedly safe portions of the mortgage-backed securities Merrill was creating. [read post]
15 Jun 2012, 2:26 pm
Having fallen from respected insider to convicted inside trader, Mr. [read post]
28 Oct 2024, 3:23 am
Xie, the consent order indicates that Xie was a quantitative trader who had access to his employer’s “options and futures positions and associated order for feeder cattle. [read post]
18 Apr 2011, 5:01 pm
[n]o one, not even the bank’s own traders, wanted to buy the supposedly safe portions of the mortgage-backed securities Merrill was creating. [read post]
7 Apr 2011, 1:23 pm
Traders would not be permitted to enter into new contracts in the same direction, but could enter into offsetting positions. [read post]
8 Jun 2010, 9:55 pm
The significant number of poor or poorly documented pre-authorisation audits identified (assessing the trader’s reliability by means of an examination of his accounts, records and systems before issuing the authorisation to use simplified procedures) increases the risk that unreliable traders can operate simplified procedures. [read post]
