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23 Jan 2015, 10:00 am
***On the trade secrets front, criminal prosecutions continue to garner headlines.Another one comes from Chicago where Judge Norgle handed down a tough sentence on two former employees of Citadel LLC, a high-frequency trading (HFT) outfit. [read post]
21 Jan 2015, 11:21 am
Sleepy’s, LLC, the New Jersey Supreme Court, answering a question certified by the U.S. [read post]
21 Jan 2015, 9:45 am
Sleepy’s, LLC (Hargrove); a copy of the ruling is available here.) [read post]
16 Jan 2015, 11:04 am
According to FA-Mag.com, former broker and owner of Middle Cove Capital LLC, Noah L. [read post]
15 Jan 2015, 3:25 am
[Refusal of BOLLYWOOD STOCK EXCHANGE for, inter alia, providing an online prediction market game for trading virtual entertainment securities.] [read post]
13 Jan 2015, 12:00 am
The law offices of Gana LLP is investigating Rockwell Global Capital LLC (Rockwell) after having filed a complaint on behalf of an investor. [read post]
7 Jan 2015, 9:28 am
Infantino, LLC v. [read post]
6 Jan 2015, 10:36 am
With its recent decision in Orca Communications Unlimited, LLC v. [read post]
2 Jan 2015, 10:15 am
[This story previously appeared in Securities Regulation Daily.]By Mark S. [read post]
30 Dec 2014, 12:38 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
26 Dec 2014, 4:14 am
And yet, they will tell you that they wouldn’t trade anything in the world for you. [read post]
18 Dec 2014, 9:17 am
A strong data security program requires layers. [read post]
17 Dec 2014, 5:27 pm
Davids of Goulston & Storrs on the firm’s Retail Law Advisor Tribes And Cannabis: This Will Be Big – Seattle lawyer Hilary Bricken of Harris Moure’s Canna Law Group on the firm’s Canna Law Blog There ought to be a law – Fort Lauderdale lawyer Robert Lamm of Gunster on the firm’s blog, The Securities Edge Big Bonuses and Robots-Today and the Future – Andrew Jillson, Director and Co-Founder at Hayse, LLC on their blog, Managing… [read post]
17 Dec 2014, 8:10 am
Trade-PMR Inc. [read post]
17 Dec 2014, 8:00 am
According to documents filed in this case and statements made in court: From May 2004 through June 2008, Green was a registered representative associated with Crocker Securities, a broker dealer that used the clearing services of Pershing LLC. [read post]
16 Dec 2014, 3:21 pm
Realty Capital Securities, LLC (RCS) is a Boston-based unit of American Realty Capital (ARC). [read post]
16 Dec 2014, 4:13 am
[i] Newman and Chiasson were accused of trading Dell and NVIDIA securities based upon material, nonpublic information they received from their respective analysts. [read post]
15 Dec 2014, 4:44 pm
Investment Advisers Act or state law registration requirements for investment advisers may apply to managers of EB-5 funds In a presentation on securities law issues applicable to EB-5 regional centers and sponsors at the May 2014 annual conference of the Association to Invest In the USA (“IIUSA“), the trade association for EB-5 regional centers, a representative of the Securities and Exchange Commission (“SEC“)… [read post]
13 Dec 2014, 11:16 am
The White Law Group, LLC is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
13 Dec 2014, 11:15 am
The White Law Group, LLC is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
