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20 Jan 2011, 11:24 am
Section 914 of the Dodd-Frank Act mandates that the SEC conduct a study to review and analyze the need for enhanced examination and enforcement resources for investment advisers. [read post]
8 Oct 2011, 7:07 am
The subject matter of the Open Meeting will be: Item 1: The Commission will consider whether to propose a new rule under Section 619 of the Dodd-Frank Wall Street... [read post]
19 Aug 2008, 7:27 pm
From Bits: Electronic Arts has hired Joele Frank, a specialist in public relations for mergers and acquisitions. [read post]
22 Jun 2011, 10:45 am
The Securities and Exchange Commission approved a new definition for venture capital funds, offering them some relief from some requirements under the Dodd-Frank regulatory overhaul law. [read post]
18 May 2017, 10:25 pm
In the midst of many celebrations over bar passage, let's be frank. [read post]
26 Jul 2010, 9:32 am
White Collar Watch examines how the Dodd-Frank Act, now law, enables the Securities and Exchange Commission to encourage whistle-blowers who reveal a broad array of securities fraud. [read post]
29 May 2009, 5:05 am
Here are some assessments from Richard Frank (Legal Planet) and Kate Sheppard (Grist).... [read post]
18 Jan 2012, 10:00 am
The change was small and mandated by the Dodd-Frank regulatory overhaul law. [read post]
20 Jul 2011, 1:42 pm
Although not arrested by Detective Frank Drebin, for seventeen individuals indicted in Brooklyn because of their alleged involvement in High Class NY, a New York City escort ring, this certainly is [read post]
13 Jan 2014, 6:45 am
Frank Ettawageshik, our mentor and former LTBB tribal chair, helped to organize this one: “Who Decides You’re Real? [read post]
17 Jun 2008, 2:26 pm
Over at the Co-op, Frank Pasquale has an interesting post on a NYC dispute featuring a landlord who is trying to convert a 20-unit building into a private residence. [read post]
10 Nov 2006, 9:49 am
For a very pro-immigrant reading of the election results by Frank Sharry, Executive Director of the National Immigration Forum, Download sharry.rtf There are many claims that the election looks good for meaningful, comprehensive immigration reform. [read post]
24 May 2011, 2:46 pm
A divided House panel approved a bill that would freeze crucial regulations stemming from the Dodd-Frank Act until September 2012, more than two years after the law was enacted. [read post]
4 Aug 2010, 5:58 pm
Stephen Colbert last night opining that "a huge budget and no constraint on authority" should be reserved only for Oprah Winfrey here, including an interview with Barney Frank on why Warren is the best pick. [read post]
12 Apr 2011, 12:22 pm
The staffs of the CFTC and the SEC announced that they intend to hold a two-day joint public roundtable on May 2-3, 2011, to discuss the schedule for implementing final rules for swaps and security-based swaps under the Dodd-Frank Act.... [read post]
2 May 2016, 7:51 am
In this attorney disciplinary matter, the Court considers the appropriate level of discipline for respondent Frank J. [read post]
23 Mar 2023, 10:13 am
A century and a half after the first Shepard’s publication, LexisNexis carries on Frank Shepard’s spirit of innovation and excellence. [read post]
30 May 2011, 6:11 am
Frank Viviano on Truthout argues that Europe's response to immigrants for a generation has been like Arizona's response to immigrants in its infamous S.B. 1070. [read post]
21 Jul 2011, 11:04 am
The staffs of the SEC and the CFTC will hold a joint public roundtable on August 1 to discuss international issues related to the implementation of Title VII of the Dodd-Frank Act. [read post]
30 Aug 2010, 9:05 am
Having passed the Dodd-Frank Act earlier this summer, the bill that aspires to reorder our financial universe in the wake of the most serious economic crisis in... [read post]
