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17 Jun 2014, 11:19 pm
” Eric Ben-Artzi, a former analyst at Deutsche Bank, who was quoted as saying “They accused me of trying to bring down the bank. [read post]
31 May 2011, 4:59 am
Engaging in the business of securities, insurance or banking. [read post]
18 Jan 2019, 5:56 am
Demmo, Wachtell, Lipton, Rosen & Katz, on Wednesday, January 16, 2019 Tags: Acquisition agreements, Acquisition premiums, Bank boards, Banks, Deal protection, Financial institutions, Merger litigation, Mergers & acquisitions, Termination fees Electronic Proxy Statement Dissemination and Shareholder Monitoring Posted by Rachel Geoffroy (Ohio State University), on Wednesday, January 16, 2019 … [read post]
18 Dec 2010, 4:23 am
The banks used Peter to repay Paul, because Paul’s money came with restrictions on CEO pay, but Peter worked for the government too. [read post]
13 Nov 2016, 5:46 pm
Trump’s Dodd-Frank Act roll back efforts are likeliest to focus on deregulating financial institutions and to try to allow “banks to lend again. [read post]
8 Sep 2010, 2:57 am
What Impact Will Dodd-Frank Have on D&O Liability? [read post]
25 Jul 2008, 11:18 pm
" "He feels tremendous remorse for what he's done," Frank wrote. [read post]
1 Jan 2010, 8:19 pm
" But, as Frank Partnoy points out, legislators weren't exactly quick out of the gate in 1929, either. [read post]
2 Feb 2018, 6:10 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, January 26, 2018 Tags: Board composition, Boards of Directors, Corporate culture, Diversity, Misconduct, Oversight, Risk assessment, Risk management Informed Trading and Cybersecurity Breaches Posted by Joshua Mitts and Eric Talley (Columbia Law School), on Friday, January 26, 2018 Tags: Cybersecurity, Disclosure, Information asymmetries, Information… [read post]
4 Jan 2012, 1:22 pm
” Now that the bureau has a director, it will assume its full authority under Dodd-Frank, which includes oversight authority over non-bank financial institutions. [read post]
16 Apr 2018, 11:28 am
And Section 1042 of the Dodd-Frank Act (codified at 12 U.S.C. [read post]
7 Sep 2011, 2:00 am
" He casts this as a parade of horribles resulting from Dodd Frank. [read post]
2 Jun 2015, 5:24 pm
The letter also states that for the first time since 2005, the agency has granted waivers for companies guilty of criminal misconduct (citing to the waivers given UBS, Royal Bank of Scotland and Deutsche Bank after those banks Libor scandal-related admissions, and the waivers given to the five banks that recently made foreign currency exchange-related admissions). [read post]
24 Apr 2020, 9:22 am
Kohn worked with staff at the Senate Banking Committee in helping to draft the whistleblower protection provisions. [read post]
10 Oct 2011, 2:34 am
Three Orders Focused on New Hedge Fund Regulations On June 11, 2011, Connecticut Department of Banking issued three orders relating to Connecticut investment adviser registration requirements in response to the SEC issuing final hedge fund registration regulations required by the Dodd-Frank Act. [read post]
10 Jun 2019, 10:58 am
The district court in RD Legal Funding held that the CFPB’s structure is unconstitutional and struck the CFPA (Title X of Dodd-Frank) in its entirety. [read post]
10 Jan 2007, 11:48 am
But perhaps the most interesting thing about Dreiser's account is the way he shows Cowperwood using bankruptcy as a business planning technique:The suspension of the banking house of Frank A. [read post]
5 Jun 2016, 11:17 pm
It would scrap the so-called Volcker Rule, which bans banks from making bets with taxpayer-insured deposits, and would impose new limits on the powers of the director of the five-year-old Consumer Financial Protection Bureau. [read post]
24 Mar 2013, 12:12 pm
Particularly when a host of regulatory changes are made all at once, as in the Dodd-Frank regulations, vigilant monitoring of the effects is necessary to address the inevitable problems that will arise. [read post]
25 Jul 2017, 3:00 am
– A large plurality (43%) oppose efforts to pare back the Dodd-Frank Act. [read post]
