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12 Sep 2011, 9:29 pm
Dodd-Frank is chock full o’ provisions that aim to do just this. [read post]
12 Sep 2011, 9:21 pm
Dodd-Frank is chock full o’ provisions that aim to do just this. [read post]
12 Sep 2011, 7:48 pm
Barney Frank, came out swinging today with another call (first made last spring) that the FRB's Federal Open Markets Committee prune the power of the regional bank heads. [read post]
12 Sep 2011, 10:32 am
Regulatory Fights within the Financial Sector For some of the vast number of Dodd-Frank rulemakings, there will be more cohesive industry groups on both sides of a fight. [read post]
12 Sep 2011, 9:01 am
The meeting logs also give some insight into the work of Dodd-Frank statutory interpretation and implementation that goes on behind closed doors. [read post]
12 Sep 2011, 8:18 am
Regulatory Fights within the Financial Sector For some of the vast number of Dodd-Frank rulemakings, there will be more cohesive industry groups on both sides of a fight. [read post]
12 Sep 2011, 7:48 am
FRANK J. [read post]
12 Sep 2011, 7:00 am
Most Dodd-Frank analyses have so far been of the sausage variety. [read post]
12 Sep 2011, 2:00 am
Bank Regulators. [read post]
11 Sep 2011, 10:53 pm
Realistically, if it gets hairy enough, the government will bail out the system, Dodd-Frank, Tea Party, and all that jazz aside. [read post]
11 Sep 2011, 8:54 pm
Prior to the passage of the Dodd-Frank Act, the Connecticut Commissioner of Banking had issued an Order dated October 14, 1997, which exempted private fund managers from investment adviser registration if they met the federal 15-client exemption. [read post]
9 Sep 2011, 4:50 pm
This PPM is applicable to all types of national banks, federal branches and agencies of foreign banks, and federal savings associations. [read post]
8 Sep 2011, 8:25 pm
Earlier this Summer, the OCC issued a proposed rule that Dodd-Frank’s preemption provision be read to include “the whole of the conflict preemption analysis” in Barnett Bank. [read post]
8 Sep 2011, 12:22 pm
For example, in a letter to the SEC, banking associations said that the proposed regulations would subject banks to one more layer of regulation for the same activities and label as municipal advisors banks and many bank employees providing traditional bank services to their local municipalities, which is not what Congress intended in Dodd-Frank. [read post]
8 Sep 2011, 9:36 am
., as mandated by the Dodd-Frank Act, is the most significant market structure undertaking since 1934, emphasized Chairman Garrett, and not getting it right would risk putting the U.S. at a competitive disadvantage with foreign counterparts. [read post]
7 Sep 2011, 2:00 am
" He casts this as a parade of horribles resulting from Dodd Frank. [read post]
7 Sep 2011, 1:23 am
Will the Dodd-Frank Whistleblower Provisions Lead to More Claims? [read post]
6 Sep 2011, 3:11 pm
” This year, the SEC implemented much of the Dodd-Frank Act, opening hedge funds and new financial products to regulation for the first time. [read post]
6 Sep 2011, 2:44 pm
For first time, Dodd-Frank shines light on the shadow banking system. [read post]
6 Sep 2011, 2:24 pm
Charles Schumer (D-N.Y.) accused Republicans of trying to re-open the debate on Dodd-Frank. [read post]
