Search for: "Securities Investor Protection Corporation"
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20 May 2009, 6:44 am
It has a strong tradition of investor protection, having precisely that mandate. [read post]
3 May 2020, 12:08 pm
LabCorp informed investors of the breach in a June 4, 2019 SEC filing. [read post]
13 Jun 2022, 9:01 pm
On June 8, 2022, the Securities and Exchange Commission announced that it is again reopening the comment period for its proposed clawback rule, a rule that has been required to be promulgated since the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
26 Mar 2021, 5:01 am
The Biden administration stated that it would continue to investigate and take action against Chinese technology companies to protect the “security of American companies, American workers, and U.S. national security. [read post]
25 Oct 2021, 1:20 pm
Tuesday, October 26, 2021, at 10:00 a.m.: The House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets will hold a hearing examining risks to investors and the U.S. posed by foreign issuers in U.S. markets. [read post]
21 Jul 2015, 9:30 pm
Just as the Securities Acts were designed to protect consumers after the Great Depression, Dodd-Frank was born out of the Great Recession of 2008. [read post]
22 Dec 2021, 6:55 am
A more aggressive regulator focus on corporate crime The US Department of Justice (DOJ) has announced a renewed crack down on corporate wrongdoing by companies. [read post]
11 Mar 2021, 12:49 pm
” Finally, the court determined that Dole’s California contacts did not outweigh Delaware’s interest in “protecting the ability of its considerable corporate citizenry to secure D&O insurance and thereby attract talented directors and officers. [read post]
26 Jun 2009, 4:04 am
Recently, I ran across an excellent article in the Spring 2009 issue of Corporate Governance Quarterly called “Climate Change Disclosure Heats Up”. [read post]
26 Jun 2009, 6:00 am
Recently, I ran across an excellent article in the Spring 2009 issue of Corporate Governance Quarterly called "Climate Change Disclosure Heats Up". [read post]
23 Dec 2007, 10:23 pm
Even key European nations, through outspoken heads of states in the likes of Angela Merkel (of Germany) and Nicholas Sarkozy (of France) have called for protecting important industrial sectors from political influence of other nations.3. [read post]
21 Feb 2023, 8:24 am
Chase P.A. where he works on securities and regulatory matters and helps investors recover losses. [read post]
24 Oct 2019, 2:40 pm
Telegram seeks to obtain the benefits of a public offering without complying with the long-established disclosure responsibilities designed to protect the investing public. [read post]
5 Oct 2022, 1:50 pm
Another commonly used justification for data localization is that it is required to protect Europeans’ privacy. [read post]
4 Jun 2020, 1:52 pm
According to SEC Whistleblower Chief Jane Norberg, “Whistleblowers have proven to be a critical tool in the enforcement arsenal to combat fraud and protect investors. [read post]
9 Mar 2015, 10:03 pm
Securities and Exchange Commission, the company’s board of directors recommended that investors vote against the proposal. [read post]
23 Jun 2010, 10:36 am
A fifth member (Hammerman) is from a major securities industry association. [read post]
17 Jun 2010, 12:55 pm
As the Huffington Post reported today a “lightning bolt" struck important investor protection provisions from the Wall Street reform bill when the conference committee unexpectedly voted against language which would have affirmed the SEC's authority to allow investors to have proxy access to the corporate decision-making process. [read post]
19 Nov 2010, 8:21 am
The board, therefore, can be justified as a mechanism to help protect them from themselves. [read post]
25 Oct 2011, 12:00 pm
SEC Tells Public Companies: Disclose Your Cyber RisksOn October 13 the Securities and Exchange Commission's Division of Corporate Finance directed public companies to disclose cybersecurity risks and incidents to investors. [read post]
