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29 Apr 2013, 4:00 am
The Consumer, Trader and Tenancy Tribunal in New South Wales, Australia has a channel with short practical guides on how to respond to proceedings and how to prepare for a hearing. [read post]
24 Apr 2013, 9:38 am
Capital Advisors and former S.A.C. trader Mathew Martoma. [read post]
23 Apr 2013, 6:20 am
Most BHCs are not banks but “financial malls,” of “shops” serving as brokers-dealers, underwriters, advisers (to mutual funds, trust funds, and wealthy individuals), banks proper, insurance, lending, “securitizers,” guarantors and traders for the BHCs’ own account, and more. [read post]
22 Apr 2013, 7:28 am
Further, there was no evidence to support the contention that it had been made in bad faith since Walsh could not be shown to have behaved dishonestly or in a manner which fell short of the acceptable commercial standards of reasonable and experienced traders in the particular field of business. * There was also some news that was bad for Walsh and fatal for his application: on the facts there was a real likelihood that, if Walsh were to trade under the applied-for mark, consumers… [read post]
18 Apr 2013, 12:04 pm
Mancuso, a former proprietary trader at the registered broker-dealer Schottenfeld Group, LLC, charging him with using inside information to trade ahead of five separate corporate acquisition announcements in 2007, resulting... [read post]
16 Apr 2013, 9:00 am
Currently, trusted traders are importers participating in C-TPAT and ISA. [read post]
15 Apr 2013, 1:06 pm
The SEC charged David Miller, a former institutional sales trader at Rochdale Securities, a Connecticut-based brokerage firm, with scheming to personally profit from placing unauthorized orders to buy Apple stock. [read post]
14 Apr 2013, 4:46 pm
In 1990 New York securities trader Steven Cohen was just beginning to see the fruits of his Wall Street career ripen. [read post]
14 Apr 2013, 2:38 pm
This posting was written by William Zale, contributor to Wolters Kluwer Antitrust Law Daily.Section 5(a) of the Natural Gas Act did not preempt retail natural gas buyers’ claims under state antitrust laws in multidistrict litigation against natural gas traders for price manipulation associated with transactions falling outside of the jurisdiction of the Federal Energy Regulatory Commission (FERC), the U.S. [read post]
12 Apr 2013, 10:48 am
How are wall street traders looking at these IP trends. 1) valuing the patent portfolio as primary security for the debt in that deal. [read post]
12 Apr 2013, 9:14 am
Leading scholar developed the idea of TMs as emanation of personality, individualizing the trader. [read post]
12 Apr 2013, 9:13 am
That may explain US’s disinterest; many US traders wouldn’t have cared at the time. [read post]
12 Apr 2013, 5:00 am
by Bruce Carton in Compliance Week Given that Google Glass can, among many other things, allow the user to record conversations and take photos or video, Magrann-Wells says that perhaps it is time for banks to start forcing traders to strap computers on their heads if they want to reduce the risks associated with rogue traders Stages in a Bubble by Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University [read post]
12 Apr 2013, 5:00 am
by Bruce Carton in Compliance Week Given that Google Glass can, among many other things, allow the user to record conversations and take photos or video, Magrann-Wells says that perhaps it is time for banks to start forcing traders to strap computers on their heads if they want to reduce the risks associated with rogue traders Stages in a Bubble by Jean-Paul Rodrigue, Dept. of Global Studies & Geography, Hofstra University [read post]
11 Apr 2013, 11:18 am
The bait for the attack was a post to a Bitcoin traders' forum announcing that MT.Gox was going to start handling exchanges of Litecoins, a Bitcoin alternative. [read post]
10 Apr 2013, 9:30 pm
Federal Energy Regulatory Commission, the court examined whether the Federal Energy Regulatory Commission (FERC) infringed upon the authority of the Commodity Futures Trading Commission (CFTC) when it fined a trader for manipulating the price of natural gas futures contracts. [read post]
10 Apr 2013, 12:21 pm
Executives and traders at certain banks allegedly tried to manipulate Libor in order to increase trading profits or improve the banks' image. [read post]
6 Apr 2013, 7:39 pm
He lamented about the misappropriation of the name Laguiole by a single French trader as a trade mark and expressed the collective pain of having lost the case in the Paris Tribunal of Grand Instance in September 2012 (more on Laguiole knives here). [read post]
6 Apr 2013, 2:49 pm
Accused traders and portfolio managers, looking at decades-long prison terms, come to understand that a much-reduced... [[ This is a content summary only. [read post]
3 Apr 2013, 12:47 pm
For example, the volume of trading necessary to prove that an aggressive day trader’s account was churned (versus a retired investor living on a monthly budget) is considerably higher. [read post]
