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22 Jul 2013, 1:01 pm
By Alexander Major Over the first half of the year there has been a lot of activity surrounding government efforts to confront growing concern over “Cybersecurity. [read post]
16 Jan 2016, 6:53 am
The cost of living increase is not a major increase in monthly benefits, but it is designed to help with inflation. [read post]
14 Apr 2018, 6:35 am
One employee who faced this “course and scope of her employment” argument in her case, and overcame it, was Betty, a Philadelphia-based flight attendant working for a major airline. [read post]
4 Mar 2014, 1:47 pm
The 7-2 majority opinion in Chadbourne & Parke, LLC v. [read post]
11 Jul 2024, 10:49 am
After the 2001 terrorist attacks the force grew tremendously and plays a major role in protecting the nation’s civil aviation system. [read post]
7 Dec 2016, 1:02 am
President-elect Trump and his supporters have publicly called for the overhaul of Dodd-Frank and related regulations enacted since the financial crisis, while Democrats have been steadfast in maintaining one of the major accomplishments of the Obama presidency. [read post]
20 Jul 2015, 3:15 am
In this BrokeAndBroker.com Blog, veteran regulatory lawyer Bill Singer presents the various outside business activity, private securities transaction, advertising, seminar, U4, website, and email issues that got one FINRA member firm tangled up in a costly mess. [read post]
16 Jun 2024, 8:41 pm
FedScoop: ” SEC and CFTC oversight of how investment vehicles use AI to inform trading decisions is lacking and poses risks to market stability, a report from the majority staff of the Senate Homeland Security and Governmental Affairs Committee finds. [read post]
20 Sep 2007, 1:28 pm
., will participate in the Supreme Court's consideration of the major securities law case that is scheduled for argument on Oct. 9 -- Stoneridge Investment v. [read post]
28 Feb 2013, 8:13 am
The majority reasoned that under a fraud-on-the-market theory, reliance can be proven on a class-wide basis. [read post]
18 Oct 2017, 1:33 pm
The division oversees the major securities market participants and infrastructure including, among others, broker-dealers, self-regulatory organizations (including stock exchanges, the Financial Industry Regulatory Authority, the Municipal Securities Rulemaking Board, and clearing agencies), alternative trading systems, and transfer agents. [read post]
19 Aug 2019, 2:28 pm
National Statistics for Business Bankruptcies The majority of bankruptcy filings were individual or joint personal bankruptcies. [read post]
21 Jul 2024, 8:30 am
The newly elected French National Assembly elected its parliamentary president on Friday, highlighting the challenge the new government faces in securing a majority. [read post]
24 May 2013, 10:09 am
May 7, 2013), a 2-1 majority of a panel of the United States Court of Appeals for the Second Circuit held that plaintiffs’ failure to plead direct misrepresentations from defendant to plaintiffs was fatal to their market manipulation claim under Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. [read post]
21 Feb 2019, 4:00 am
The results of the study indicate that the ideas and language of many of the major philosophers appear in caselaw at every level in the Canadian courts. [read post]
24 Jul 2024, 1:53 pm
(credit: KnowBe4) KnowBe4, a US-based security vendor, revealed that it unwittingly hired a North Korean hacker who attempted to load malware into the company's network. [read post]
29 May 2018, 1:58 pm
Expansion of “Personal Information” The first major change is the expansion of the definition of “personal information” under the statute. [read post]
5 Dec 2013, 11:05 am
Justice Michael Moldaver, writing for the SCC majority, was inclined to agree:“A review of the ordinary meaning, the context, and the purpose of both ss. 159 and 161(6) of the Securities Act reasonably supports the Commission’s conclusion that the event giving rise to a proceeding under s. 161(6)(d) is the fact of having agreed with a securities regulatory authority to be subject to regulatory action. [read post]
28 Dec 2010, 3:21 am
Filed under: constitutional law, corporate governance, First amendment, securities regulation [read post]
31 Mar 2020, 8:38 am
Part I: The Coronavirus Aid, Relief and Economic Security (CARES) Act: Provisions Relevant to Healthcare Providers (March 31, 2020): On March 27, 2020, the Coronavirus Aid, Relief and Economic Security (CARES) Act[1] passed the House of Representatives by a voice vote. [read post]
