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1 Feb 2023, 9:01 pm
The Rule 506 safe harbor provides insulation from state blue sky laws and, as I’ve mentioned, from the registration provisions of the federal securities laws. [read post]
14 Apr 2023, 4:41 pm
” Take care with that social media duty of care October 2018: “[Rhodes v OPO] aptly illustrates the caution that has to be exercised in applying physical world concepts of harm, injury and safety to communication and speech, even before considering the further step of imposing a duty of care on a platform to take steps to reduce the risk of their occurrence as between third parties, or the yet further step of appointing a regulator to superintend the platform’s… [read post]
26 Jul 2007, 10:01 am
Hypothetically, refusing a customer any sort of service would be a no-no in the world of customer service, but given that an average BB computer looks like some sort of hacker workstation to the average citizen (blue screens, no mice, keys that make a satisfyingly loud noise when they are punched) , the Blockbuster employee is easily able to blame everything he can’t or won’t do on the computer system. [read post]
13 Jul 2017, 10:00 am
” The Supreme Court Building is the seat of the Supreme Court of the United States and the Judicial Branch thereof. [read post]
24 Apr 2014, 4:58 pm
In the beginning I had little interest in the Oscar Pistorius trial; only after reading descriptions of Gerrie “The Bull Dog” Nel’s cross-examination of Pistorius (OP) did I pay attention. [read post]
30 Oct 2023, 3:26 pm
All right, Luis and Angel in Spain have been doing that for with his opponent countries over 35 years, and not just in the United States, but worldwide. [read post]
22 Jan 2024, 9:01 pm
And since we are in San Diego and I am a former California state securities regulator, let me throw in one more — Regulation CE, a Commission exemption for transactions exempt from qualification under Section 25102(n) of the California Corporations Code.[9] Each exemption differs on particular factors, such as whether general solicitation is permitted, the types of issuers that can use the exemption, the types of investors that can purchase under the exemption, the amount of… [read post]
11 Jul 2015, 2:14 pm
The heavy reliance by group health plans and health insurers upon internet based applications and portals to carry out online enrollment, claims administration and payment, reporting and a host of other key health plan functions makes it particularly important for health plans, their employer or other sponsors, fiduciaries, vendors, and other involved in health plan administration or using or accessing health plan data to verify and ensure the internet data sharing and other applications and portals… [read post]
18 Jul 2014, 10:40 am
COLE-FRIEMAN & MALLON LLPwww.colefrieman.com July 10, 2014 FATCA Transitional Period. [read post]
15 Sep 2022, 1:24 pm
Professor Cheng may have over-generalized in stating that judges are epistemically incompetent to make substantive expert determinations. [read post]
25 Feb 2025, 12:16 am
This post[*] includes: Clergy discipline, CDM and CCM – Links to L&RUK posts. [read post]
20 Dec 2024, 9:49 am
That’s straight from Brooke Group v. [read post]
15 Oct 2011, 4:43 am
So, plotting data on a ‘V” shaped model but having it turn out to be a different letter of the alphabet, is a like drawing the route New Jersey on a map of Australia. [read post]
2 Jan 2011, 6:38 am
My ex-wife used to roll her eyes when I said, as one does, non haec in foedera veni [Lord Radcliffe in Davis Contractors Ltd v. [read post]
17 Dec 2009, 6:33 am
Emmerich, Sabastian V. [read post]
20 Jan 2025, 8:35 am
The developers staked in minimalism and select a clean shade scheme (white, crimson, and blue colors), which helped to give the product a contemporary look. [read post]
3 Mar 2025, 9:00 pm
With regards to Rosa Brooks and Steve Gey, Shakespeare’s warning about the essential role lawyers play in thwarting lawless rulers seems particularly apt these days. [read post]
2 Jan 2024, 12:56 pm
Please note that these figures include only federal court securities suit filings; the numbers do not include securities class action lawsuits filed in state court. [read post]
26 Jun 2005, 1:39 pm
According to the present technological state of the art, such a patina cannot be created artificially. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
