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1 Jul 2014, 6:59 am by Adam Weinstein
(Gilford Securities) concerning allegations that from April 2010 through March 2012, Gilford Securities failed to: (i) make certain disclosures in research reports; (ii) have approval of certain research reports; (iii) implement written supervision policies reasonably designed to comply with NASD Rule 2711; (iv) establish and enforce written supervisory control policies concerning the supervision of producing managers; and (v) implement a reasonably designed Anti-Money Laundering Compliance… [read post]
20 Nov 2008, 4:59 pm
  Judge Diaz entered a Temporary Restraining Order  yesterday in Windsor Jewelers, Inc. v. [read post]
13 May 2011, 1:46 pm by WIMS
The prosecution culminated in the dismissal of several felony charges as Griffin pled guilty in November 2004 to a misdemeanor offense of negligent discharge of waste water and paid a $50,000 fine. [read post]
13 May 2011, 1:46 pm by WIMS
The prosecution culminated in the dismissal of several felony charges as Griffin pled guilty in November 2004 to a misdemeanor offense of negligent discharge of waste water and paid a $50,000 fine.       [read post]
22 Jul 2011, 10:12 am by admin
  Civil contempt uses the court’s power to impose fines or imprisonment as a means to compel a party to comply with a court order. [read post]
25 Feb 2011, 2:55 am
So at the highest level IP v innovation can be boiled down quite neatly. [read post]
13 Mar 2013, 11:30 am
  Which the parties do.So everything's fine, and Judge Vargas says, yep, I'm free, see you in five days when the trial starts. [read post]
7 Oct 2014, 8:56 am
 You know full well that there's a fine line between "legitimate" touching and "illegitimate" touching in the message business. [read post]
29 Nov 2017, 12:13 pm
 Mind you, other prisons seem to work just fine with allowing magazines in. [read post]