Search for: "In Interest of C."
Results 3441 - 3460
of 42,082
Sort by Relevance
|
Sort by Date
15 Dec 2022, 8:00 am
Those CA RIAs that do not engage an auditor must, among other things: (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets.Other State RIAs. [read post]
15 Dec 2022, 7:02 am
by Michael C. [read post]
15 Dec 2022, 6:30 am
It is time to listen to those marginalized voices and have them matter” (134).Linda C. [read post]
15 Dec 2022, 4:00 am
Those CA RIAs that do not engage an auditor must, among other things: (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets.Other State RIAs. [read post]
15 Dec 2022, 2:07 am
C-333/21). [read post]
14 Dec 2022, 6:41 pm
”) There’s no “compelling reason/best interest” carve-out here. [read post]
14 Dec 2022, 1:32 pm
Effective January 1, 2023, most Ontario corporations must prepare and maintain a register of individuals with significant control over the corporation (an “ISC Register”) pursuant to Ontario’s Business Corporations Act, RSO 1990, c B16. [read post]
14 Dec 2022, 1:32 pm
Effective January 1, 2023, most Ontario corporations must prepare and maintain a register of individuals with significant control over the corporation (an “ISC Register”) pursuant to Ontario’s Business Corporations Act, RSO 1990, c B16. [read post]
14 Dec 2022, 5:06 am
With Bill C-18, the entities providing the referrals pay for doing so. [read post]
13 Dec 2022, 10:00 pm
It will be interesting to see the outcome of NCC’s investigation (if indeed it was launched) and if criminal prosecution will be undertaken. [read post]
13 Dec 2022, 3:13 pm
Furthermore, Article 80(1) GDPR provides for the possibility of data subjects to mandate a representative body which has been properly constituted under the law of that Member State, has statutory objectives which are in the public interest, and is active in the field of the protection of data subjects’ rights and freedoms to file actions on their behalf under Article 79 GDPR. [read post]
13 Dec 2022, 1:33 pm
Rev. 1087 (2022) by ANUJ C. [read post]
13 Dec 2022, 11:12 am
C. [read post]
13 Dec 2022, 11:12 am
C. [read post]
13 Dec 2022, 7:00 am
The post Senate Committee Completes Its Review of Bill C-11: What Comes Next? [read post]
13 Dec 2022, 3:33 am
And there was sufficient language in subparagraph C conveying all “leasehold interests …. [read post]
12 Dec 2022, 10:57 am
” As to the heart disease warning, the court commented, “[c]onsumers may reasonably interpret the image in this warning as indicating that open-heart surgery, whose scars are shown, is the most common treatment for heart disease. [read post]
12 Dec 2022, 10:46 am
ET: The Carnegie Endowment for International Peace will host a discussion about the United States’s strategic interests in global climate action and the priorities of African nations for just energy transitions to a low-carbon future. [read post]
12 Dec 2022, 7:27 am
Wolfskill, Matt Asby. c. 1911. [read post]
