Search for: "Securities Investor Protection Corporation"
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17 Aug 2011, 12:00 am
Investors are highly interested in information regarding corporate political spending, says Hillary Sale, JD, securities and corporate governance expert and the Walter D. [read post]
16 Aug 2011, 3:29 pm
She also has worked extensively with a broad range of business and government clients on health care, pension, social security, workforce, insurance and many other related policy matters. [read post]
15 Aug 2011, 5:15 pm
The Article concludes with a proposal that the courts, the Securities and Exchange Commission, or Congress enact a safe harbor to legalize fraud-inhibiting insider trading and thus enable the insider trading laws to more effectively achieve their purported goal of protecting the securities market and investors. [read post]
15 Aug 2011, 12:34 pm
And there is a system in place to protect inventors, the patent system. [read post]
14 Aug 2011, 8:04 am
The SEC will tap into the $450 million Investor Protection Fund to hand out the rewards. [read post]
12 Aug 2011, 5:00 am
Investors seeking the protections of the US antifraud provisions for their foreign transaction need only provide for consummation in the US, something that can be imposed in the sales documents. [read post]
11 Aug 2011, 6:05 pm
Running afoul of these rules can not only prevent you from raising the funds that you need, it could subject your personal assets to exposure (no corporate liability shield will be there to protect you), and in the worst case scenario, subject you to civil and criminal penalties. [read post]
11 Aug 2011, 11:48 am
The Shareholder Protection Act, S. 1360, would empower investors to authorize a company’s expenditures on political activities on an annual basis. [read post]
10 Aug 2011, 5:00 am
Vladimiro Montesinos, Peruvian President Fujimori‘s security advisor, used shell corporations to disguise and move money illegally obtained through defense contracts with the Peruvian government, involving several corporate vehicles in a number of jurisdictions with each vehicle holding bank accounts in yet other jurisdictions. [read post]
9 Aug 2011, 8:05 am
Alder has indicated that the SFC has established its reputation as a world-class financial regulator and he wants to ensure that the SFC continues to strengthen the regulatory framework of Hong Kong, and to enhance investor protection while facilitating Hong Kong’s development as a leading international financial center. [read post]
9 Aug 2011, 2:46 am
Price is hoping that FINRA will be able to identify problematic offerings during the offering period in order to better protect investors. [read post]
8 Aug 2011, 10:00 pm
It’s buying the chemicals it takes to produce that crop and protect that crop. [read post]
8 Aug 2011, 3:48 pm
Government law currently protects these "agencies" from being sued by defrauded investors. [read post]
8 Aug 2011, 11:10 am
Title II, "Research and Development Directions", contains provisions directing the Secretaries of Energy, Homeland Security, Health and Human Services, and the Administrator of the Environmental Protection Agency (EPA), to establish grant programs for nanotechnology research "to address the need for "clean, cheap, renewable energy","sensors and other materials related to Homeland Security needs", "Health related applications… [read post]
7 Aug 2011, 11:58 am
The right granted to Lehman was a security right over assets purchased with the note holders’ money, and, from the very inception, the priority, and the extent of the benefits, enjoyed by Lehman in respect of the security were contingent upon there being no event of default.Indeed, in a concurring opinion, Lord Walker observed that the note holders were substantively the only party who contributed real assets, in many cases the pension funds of hard-working citizens. [read post]
5 Aug 2011, 11:27 am
Grimm, these internal compliance programs are important as they protect shareholders and investors and save time and money by stopping a problem before it causes excessive damage. [read post]
5 Aug 2011, 11:27 am
Grimm, these internal compliance programs are important as they protect shareholders and investors and save time and money by stopping a problem before it causes excessive damage. [read post]
5 Aug 2011, 6:18 am
Based on the Sandler article, N.P. observed the following: Even though a federal judge described Trustee Picard and his law firm's billing as ‘profligate,’ neither the federal nor the bankruptcy courts have the power to review bills when SIPC [Securities Investor Protection Corporation] is paying or, more accurately, when SIPC is imposing fees on broker-dealers to pay. [read post]
4 Aug 2011, 10:12 am
Ten leading corporate and securities law professors have petitioned the SEC to develop rules to require companies to disclose their political spending. [read post]
2 Aug 2011, 4:24 pm
Affordable Care Act To Require Health Plans Cover Contraception & Other Women’s Health Procedures Beginning In 2012 Contraception Mandate Might Not Apply To Certain Religious Employer Plans Starting with plan years beginning after July 31, 2011, most employer and union sponsored group health plans and group and individual health insurers generally must cover contraceptive and certain other preventive services for women (“Women’s Preventive Services”) at no cost to comply… [read post]
