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31 Jan 2012, 6:02 pm
And in related news, alleged UBS rogue trader Kweku Adoboli pled not guilty in court this week, generating fears that UBS may face fines for its conduct in the affair. [read post]
23 Jan 2015, 2:10 pm
Li previously worked as a trader for Galleon Group, which collapsed amid allegations of insider trading, and the 2011 conviction and imprisonment of Raj Rajaratnam, Galleon’s founder. [read post]
17 Apr 2012, 6:47 am
The opinion is particularly notable in that examines three independent bases for its substantive holding: (1) federal pre-emption under the Indian Trader Statutes; (2) federal pre-emption under the Indian Gaming Regulatory Act; and, (3) the balancing test that the US Supreme Court articulated in White Mountain Apache v. [read post]
7 Aug 2012, 11:45 am
For instance, in some circumstances, illegal insider trading may not apply if it is clear that the trader, although aware of the information, made the trade for reasons that had nothing to do with his knowledge of the information. [read post]
14 Jan 2022, 10:08 am
The truth is that any monetary-policy intervention must be mediated through the financial system, a complex organism made up of millions of individual bankers, pension savers, fund managers, private-equity investors, day traders and others, all with their own incentives. [read post]
15 Jun 2011, 5:00 pm
First Derivative Traders, 564 U. [read post]
27 Jan 2021, 7:03 pm
Discord welcomes a broad variety of personal finance discussions, from investment clubs and day traders to college students and professional financial advisors. [read post]
10 Jul 2024, 6:31 am
President Xi Jinping is (in)famous in the West for demanding “that businesses conform to the aims of the Communist Party”.[1] The newly appointed boss of the China Securities Regulatory Commission (CSRC) – China’s equivalent to the US Securities and Exchange Commission (SEC) – has earned the sobriquet “Broker Butcher” for his alleged zealous crackdown on traders in the 2000s. [read post]
29 Mar 2009, 10:48 am
If you want a "fair trade" policy (Obama is a free trader like me, but a lot of folks do not agree with that approach), you are right to critique Obama's policy, even though the actual critiques may be wrong on the substance, imo. [read post]
10 Jun 2013, 5:00 am
Sources: SEC Freezes Assets of Thailand-Based Trader for Insider Trading Ahead of Smithfield Foods Acquisition Announcement SEC Complaint (.pdf) SEC Sues Rungruangnavarat for Insider Trading in Smithfield Foods Acquisition by David Smyth in Cady Bar the Door Red flags by Rutger van Waveren CC BY ND [read post]
6 Nov 2006, 1:23 pm
A generation ago both the House and Senate contained large bipartisan groups of free-traders. [read post]
28 Jun 2023, 8:00 am
Minkkinen et al – United States District Court – Southern District of West Virginia – June 26, 2023) involves a federal criminal indictment related to the theft of trader secrets by former employees of Deloitte. [read post]
7 Oct 2021, 5:16 pm
The TT mechanism is used for imported commodities by the traders. [read post]
20 Jul 2018, 6:15 am
First Derivative Traders, 564 U.S. 135 (2011) and its ruling may affect the ability of the US Securities and Exchange Commission (SEC) to enforce the antifraud provisions of the federal securities laws and could limit shareholders’ ability to pursue private claims against certain individuals. [read post]
30 Jul 2012, 9:31 am
Now the Company has expanded to include products: -Various Whole Foods Market prepared foods in Florida -Trader Joe's salsa, balela and barbecue chicken salad in Florida, Georgia, North Carolina, South Carolina, Tennessee and Southern region of Virginia - Cool Creations, LLC bean dips and salsas in Arkansas, Iowa, Kansas, Missouri and Oklahoma -Various Wegman's prepared foods at three Pennsylvania stores -Various GH Foods CA, LLC, products in California, Arizona, Nevada… [read post]
7 Mar 2009, 8:21 am
. *** Another important consequence of the bailout is that Treasury’s access as a regulator to inside information about banks makes it the ultimate inside trader of stocks in financial institutions. [read post]
14 Oct 2011, 8:10 am
In nearly every modern State the situation of a trader who has ceased to pay his debts as they mature in the ordinary course of business is regulated by special provisions of law... the public interest is so closely involved, by reason of the plurality of creditors who have claims against the debtor, that in most countries the intervention of a public authority has been thought necessary to adjust the conflicting rights, and to discover and punish any wrong-doing.S. [read post]
30 Dec 2019, 3:05 am
What today’s workers would identify with is an album with songs like “The Perils of Mobile Connectivity” – from a derivatives trader who’s spent the best years of his life in an office tower. [read post]
23 Aug 2008, 3:40 pm
Trader Joe's frozen puff pastry is really thick, even after you roll it out. [read post]
6 Aug 2012, 7:44 am
Last week’s announcement has shifted interest away from federal funds and T-bills, previously considered favorites to replace LIBOR among traders who no longer trust the rate’s objectivity. [read post]
