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26 May 2009, 8:04 am
Morgenthau, District Attorney, New York (Frank Glaser of counsel), for respondent. [read post]
3 Nov 2014, 4:41 am
The LO Comp Rule was adopted by the Federal Reserve Board in 2010 and then transferred to the CFPB, which amended the Rule effective in 2014 based on Dodd-Frank. [read post]
17 Jan 2011, 4:53 pm
With the advent of 2011, a new EU regulatory framework for securities and banking has been born, including a European Systemic Risk Board similar to the Financial Stability Oversight Council created by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
24 Nov 2017, 6:47 am
The bank is not looking out for you, neither in cost or coverage. [read post]
11 Oct 2007, 9:42 am
Despite the urging of United States Senate Committee on Banking, Housing and Urban Affairs Chairman, Christopher Dodd and the House of Representatives Judiciary Committee Chairman, John Conyers, Financial Services Committee Chairman, Barney Frank, as well as several former commissioners of the Securities and Exchange Commission, Paul D. [read post]
28 Sep 2012, 9:14 am
Roberta is formerly general counsel of Advanta Bank and senior counsel of PNC Bank, N.A., and has held numerous leadership roles in the American Bar Association, including Chairperson of the International Subcommittee of the Consumer Financial Services Committee. [read post]
31 Aug 2020, 10:30 am
The 36% APR trigger for covered installment loans is fundamentally at odds with the provision of the Dodd-Frank Act explicitly prohibiting the CFPB from establishing usury limits. [read post]
7 Mar 2019, 9:00 am
” It makes reference to Howard Wilkinson, the former Danske Bank manager who exposed money laundering at bank’s branches in Estonia. [read post]
30 Aug 2012, 2:02 pm
Credit Rating Agencies and Regulatory Reform Aline Darbellay and Frank Partnoy 16. [read post]
6 Nov 2017, 12:05 pm
The Consumer Financial Protection Bureau originally promulgated the Arbitration Rule in July 2017 as part of the Dodd-Frank Act. [read post]
31 May 2011, 6:57 am
On December 16, 2010, the Federal Reserve Board (“Board”) released its proposed rule to implement the Durbin Amendment to the Dodd-Frank Wall Street Reform and Consumer Protection Act, which was enacted on July 21, 2010. [read post]
6 Oct 2008, 12:10 pm
And right now, integrity is pretty far out of fashion when it comes to the banking industry and Congress [read post]
11 Dec 2009, 6:14 am
She writes: Inmate No. 61727-054 shares an unlocked cell at the medium-security prison at Butner Federal Correctional Complex with a younger man named Frank. [read post]
6 Nov 2017, 12:05 pm
The Consumer Financial Protection Bureau originally promulgated the Arbitration Rule in July 2017 as part of the Dodd-Frank Act. [read post]
7 Apr 2023, 6:30 am
Posted by Ira Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Tuesday, April 4, 2023 Tags: Disclosure, Dodd-Frank Act, Pay for performance, Proxy season, PVP Disclosure, SEC enforcement Gender and the Social Structure of Exclusion in U.S. [read post]
29 Jun 2011, 12:51 pm
Toobin added that, based on published information, it appeared that the banks should have known that Madoff was operating a Ponzi scheme. [read post]
19 Feb 2016, 6:09 am
., on Friday, February 12, 2016 Tags: Board composition, Boards of Directors, Diversity, Engagement, Equity-based compensation, ESG, Executive Compensation, Institutional Investors, Political spending, Proxy access, Proxy advisors, Proxy fights, Proxy season, Say on pay, Securities Regulation, Shareholder activism, Shareholder proposals, Shareholder voting 2016 CCAR Instructions and Supervisory Scenarios Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Saturday, February 13, 2016 Tags:… [read post]
7 Apr 2023, 6:30 am
Posted by Ira Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Tuesday, April 4, 2023 Tags: Disclosure, Dodd-Frank Act, Pay for performance, Proxy season, PVP Disclosure, SEC enforcement Gender and the Social Structure of Exclusion in U.S. [read post]
17 Oct 2007, 1:17 am
Oct 16, 2007) (NO. 1710, 716/02)Steven Banks, The Legal Aid Society, New York (David Crow of counsel), and Fried, Frank, Harris, Shriver & Jacobson LLP, New York (David C. [read post]
11 Oct 2010, 10:58 pm
The only words he said to me were “Frank, I've got to catch the 7 p.m. train. [read post]
