Search for: "E* Trade Securities LLC"
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16 Oct 2014, 3:13 pm
Securities and Exchange Commission’s first market manipulation case against a high-frequency trading firm. [read post]
16 Oct 2014, 9:59 am
Potomac River Group, LLC just announced the completion of a reverse merger with View Systems, Inc. an OTC-traded company. [read post]
16 Oct 2014, 6:26 am
Thereafter, from September 2013, through July 2014, Wendol was associated with WTS Proprietary Trading Group LLC. [read post]
16 Oct 2014, 6:00 am
Customs and Border Protection division of the Dept. of Homeland Security. [read post]
14 Oct 2014, 9:14 am
In Dart Cherokee Basin Operating Company, LLC v. [read post]
10 Oct 2014, 3:36 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
9 Oct 2014, 4:08 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Oct 2014, 5:28 pm
All members of the information sharing agreement could communicate securely, by employing encrypted communications. [read post]
8 Oct 2014, 10:10 am
Historic HFT Manipulation CaseIn what the Securities and Exchange Commission (“SEC”) has characterized as its first ever high frequency trading (“HFT”) manipulation case, on Oct. 16, 2014, the SEC filed an Order Instituting Proceedings (“OIP”) alleging that Athena Capital Research, LLC., a New York City-based HFT firm, violated Section 10(b) of the Securities Exchange Act of 1934 and Rule... [read post]
8 Oct 2014, 5:53 am
She has secured four registrations for the L.A.M.B. mark for clothing items “that are similar to those identified in the present application or are items that may be made from lambskin. [read post]
7 Oct 2014, 5:30 pm
Privacy & Connected Devices – Kristina Eastham of Mintz Levin on the firm’s blog, Privacy & Security Matters Client Development: 3 Statistics Showing Why It Is More Challenging Today – Dallas, Texas lawyer coach Cordell Parvin on the Cordell Parvin Blog High Times in Trade Secrets – Los Angeles lawyer Anthony Orler of Seyfarth Shaw on the firm’s blog, Trading Secrets For more of the best, check out LXBN, a complete review of… [read post]
7 Oct 2014, 7:31 am
LPL Financial, LLC (LPL) is one of the largest independent brokerage firms in the United States employing approximately 13,840 registered reps and advisers. [read post]
30 Sep 2014, 6:40 am
Schulz, LPL Financial, LLC, and Commonwealth Financial Network. [read post]
29 Sep 2014, 10:50 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
26 Sep 2014, 2:55 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
26 Sep 2014, 6:21 am
The script didn’t involve decrypting a password or otherwise breaking into any secure server. [read post]
24 Sep 2014, 6:00 am
Strategic Capital Group LLC, which is additionally charged with distributing false and misleading advertisements to investors, agreed to pay nearly $600,000 to settle the SEC’s charges. [read post]
24 Sep 2014, 5:52 am
Meyer participated in private securities transactions related to commercial loans through Strategic Lending Solutions, LLC as well. [read post]
23 Sep 2014, 6:00 am
During this period, Latour’s trading at times accounted for as much as 9 percent of the trading volume in equity securities for the entire U.S. market. [read post]
20 Sep 2014, 10:01 pm
This is something that can be accomplished without proving criminal intent to secure convictions. [read post]
