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29 Mar 2012, 11:21 am
Dayton, Ohio- ITS Financial LLC an Instant Tax Service Franchiser and Franchisee is the recipient of federal lawsuits where the US Justice Department is accusing them of fraud. [read post]
10 Dec 2009, 10:31 pm
The WSJ Blog asks - "If Honest-Services Law is Struck, Will an "Earthquake Ensue? [read post]
4 May 2018, 1:39 am
On 1 May 2018, a legislative proposal was published for consultation to amend the Decree on Conduct of business supervision financial undertakings (Besluit Gedragstoezicht financiële ondernemingen,) to incorporate recommendations made by the College Expertise Financial Services (College Deskundigheid Financiële Dienstverlening) on the basis of its analysis of the professional competence framework laid down in the Act on the Financial Supervision (Wet op… [read post]
14 Aug 2017, 7:00 pm
The workers earned an average wage of $65,861 in 2015, exceeding the private sector average, but trailing wages in electronic services, financial services, and goods manufacturing.Professional services such as management consulting are being transformed by digital technology, as software is increasingly able to perform routine tasks. [read post]
11 May 2016, 7:08 am
Since inception, the PTAB has issued 324 decisions addressing whether at least one claim of the challenged patent is directed to a financial product or service as required for CBM review. [read post]
8 Feb 2022, 12:58 pm
His broker report indicates he has several other business activities including Couture Wealth Management, CWM Retirement Plan Services and Couture Wealth Management Insurance Agency. [read post]
9 Jul 2009, 3:05 am
" The case is Bank of America Investments Services, Inc. v. [read post]
15 Aug 2018, 12:24 pm
SEC Charges Ameriprise Financial with Failure to Safeguard Client Assets According to a press announcement today, Ameriprise Financial Services Inc. will pay $4.5 million to settle SEC charges that it failed to safeguard retail investor assets from theft by its representatives. [read post]
30 Jan 2015, 10:48 am
The Consumer Financial Protection Bureau (CFPB) is a government organization, which accepts and assists with complaints about the following consumer product or service issues: Bank accounts or services Credit cards Money transfers Mortgages Student loans Vehicle or consumer loans The process is pretty simple. [read post]
27 Jun 2019, 12:42 pm
The law completely exempts from its coverage supervised financial organizations, financial institution holding companies, mutual holding companies, and their wholly- owned subsidiaries. [read post]
18 May 2010, 8:50 am
This was left as a comment on an article here about United First Financial (UFF) and their Money Merge Account (MMA). [read post]
20 May 2007, 11:38 pm
The Act requires financial services licensees that provide financial services to retail clients to have in place appropriate compensation arrangements. [read post]
28 Apr 2009, 4:47 pm
The Financial Services Committee for the House of Representatives voted to suspend the implementation of the new Good Faith Estimate (GFE) and Housing and Urban Development (HUD-1) Settlement Statement. [read post]
11 Jun 2009, 7:33 am
This morning, we’re listening in on the House Financial Services Committee hearing on Compensation Structure and Systemic Risk. [read post]
15 Nov 2017, 6:48 am
According to the Financial Industry Regulatory Authority, Cetera Investment Services LLC (CRD #15340, St. [read post]
21 Sep 2018, 7:52 am
Our latest Brexit video on Financial market infrastructure is available here. [read post]
26 Oct 2016, 12:37 pm
” The amendment consists of the addition of the following language to the guidance: The Bureau expects that the depth and formality of the entity’s risk management program for service providers may vary depending upon the service being performed-its size, scope, complexity, importance and potential for consumer harm – and the performance of the service provider in carrying out its activities in compliance with Federal consumer financial… [read post]
17 Apr 2019, 9:18 am
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
15 Jul 2015, 2:09 pm
The four guides deal with: Ways to receive money Checklist for opening a bank or credit union account Ways to pay bills (by check or money order, direct debit, online, or in cash) Selection of financial products and services (such as ATM cash withdrawals and debit card purchases) [read post]
2 Nov 2016, 7:58 am
Last Monday, October 24, Consumer Financial Protection Bureau (CFPB) Director Richard Cordray spoke on the Bureau’s approach to FinTech at Money 20/20, a conference focused on payments and financial service innovation. [read post]
