Search for: "Securities Investor Protection Corporation"
Results 3481 - 3500
of 4,476
Sorted by Relevance
|
Sort by Date
28 Dec 2008, 12:33 pm
Some investors said they would go to any lengths to actively frustrate the deal. [read post]
30 Sep 2009, 10:35 am
I leave it to you to assess the net), Troy is a once and presumably future law professor, treatise author, and all-around sound thinker on issues of corporate governance, corporate law and securities regulation. [read post]
17 Jan 2009, 3:52 pm
The Glass-Steagall Act, one of the most far-reaching economic measures ever enacted, required banks to divest themselves of securities operations; gave the Federal Reserve Board the authority to set interest rates; and established the Federal Deposit Insurance Corporation to guarantee individual bank deposits, assuring the average citizen that his money would be protected by the government. . . . [read post]
16 Apr 2022, 8:06 am
Maybe investors in the airline bond were being smart and protecting themselves against the future possibility of an aggressive restructuring? [read post]
26 Nov 2018, 5:55 pm
As I noted last week, investors already filed a wildfire-related securities class action lawsuit while the fires were still burning. [read post]
6 Jan 2014, 11:20 pm
Investors in some cases will still be able to bring class actions under Section 11 of the Securities Act of 1933, which does not require a showing of reliance but holds defendants strictly liable for material misrepresentations. [read post]
11 Nov 2009, 6:33 am
Specifically, within, 180 days of enactment, the SEC must issue rules permitting the use by shareholders of management proxy solicitation materials for the purpose of nominating individuals to the board of directors, under such terms and conditions as the Commission determines are in the interest of shareholders and the protection of investors. [read post]
4 May 2014, 7:31 pm
The Securities and Exchange Commission, the civil agency in charge of protecting investors and ensuring orderly markets, has been advocating for a special exception to the warrant requirement. [read post]
12 Nov 2009, 7:20 am
Opponents of full opt-out frequently relied on the premise that other SEC prescriptive rules do not permit any form of opt-out and the Securities Exchange Act of 1934 itself contains an anti-waiver provision. [read post]
19 Mar 2012, 3:06 am
Legal protection of software : patents and trade-marks Christopher C. [read post]
12 Feb 2009, 1:44 am
Galvin to revoke the broker-dealer registration of Cohmad Securities Corporation. [read post]
9 Sep 2010, 7:54 am
(F) spent to protect William Clay Ford, Jr.). [read post]
31 Dec 2019, 8:13 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
4 Feb 2011, 8:57 am
Madoff Investment Securities LLC (“BLMIS”) under the Securities Investor Protection Act, 15 U.S.C. [read post]
12 Jun 2022, 3:07 am
Capital can include cash, equipment, inventory and other tangible property, cash equivalents, and debts secured by immigrant investor-owned assets. [read post]
17 Sep 2010, 10:49 am
The lease agreements usually protect the LANDLORD from such events. [read post]
29 Jun 2010, 8:19 am
The default rate for municipal securities dramatically lags the default rate for corporate counterparts. [read post]
31 Mar 2020, 1:50 pm
The SEC has placed increased focus in recent years on inspections of, and bringing claims against, private funds that run afoul of securities laws. [read post]
28 Oct 2021, 5:01 am
China’s Data Security Law came into effect on Sept. 1, and the Personal Information Protection Law will come into effect on Nov. 1. [read post]
16 Apr 2018, 4:48 pm
The curators held themselves out as experts in, among other matters, the blockchain protocol, determined which projects would be voted on by DAO Token holders, addressed security issues and more generally held itself out in marketing materials as a group that investors could rely on for their managerial efforts. [read post]
