Search for: "Securities Investor Protection Corporation"
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13 Jul 2011, 8:19 am
Murdoch to protect himself from these inquiries and save his company at the same time: Turn the News Corporation into a Wall Street bank. [read post]
12 Jul 2011, 1:49 pm
The first panel, "The First 100 Years: How We Got Here," will explore the evolution of the investor protection role of state securities regulation and how NASAA has adapted to the changing times. [read post]
12 Jul 2011, 10:25 am
Choosing the Wrong Corporate Entity: While this sounds mundane, it is actually quite important. [read post]
12 Jul 2011, 10:25 am
Choosing the Wrong Corporate Entity: While this sounds mundane, it is actually quite important. [read post]
12 Jul 2011, 7:21 am
Existing research and available empirical evidence provide no basis for concluding that tightening the rules governing outside blockholders would satisfy the requirement that Commission rulemaking protect investors and promote efficiency, and indeed raise concerns that such tightening could harm investors and undermine efficiency. [read post]
8 Jul 2011, 5:20 am
This would mean that a dollar owed to a Social Security recipient would not be protected, but a dollar that was borrowed to pay a Social Security recipient would be protected. [read post]
4 Jul 2011, 7:28 pm
The insert graphic contains corporate high-tech organizational charts from Bonkers World. [read post]
4 Jul 2011, 10:13 am
We have extensive experience representing investors in arbitration and litigation disputes with securities broker-dealers and investment advisory firms, and have recovered tens of millions of dollars for investors. [read post]
1 Jul 2011, 7:01 am
The Shifting Tide of ESI Discovery Cost Allocation Securities Arbitration, ForthcomingEdward [read post]
1 Jul 2011, 7:01 am
The modified approach outlined in this Article promises to strike a better balance between investor protections and national sovereignty, and thereby promote the long-term viability o [read post]
1 Jul 2011, 6:24 am
However, opponents of the Reform argue that the restrictions are meant to protect investors from managers conditioning the market (i.e., hyping the stock price) before incentive-rich corporate events such as equity offerings, and the relaxation of these restrictions will increase market conditioning. [read post]
30 Jun 2011, 8:35 pm
(BAC)’s Merrill Lynch a Defendant of Class-Action Mortgage-Backed Securities Lawsuit Against at Least 1,800 Investors, Institutional Investors Securities Blog, June 25, 2011 Class Members of Charles Schwab Corporation Securities Litigation Can Still Opt Out to File Individual Securities Claim, Stockbroker Fraud Blog, December 6, 2010 Class Action Securities Fraud Lawsuit Accuses SEC of Gross Negligence Related to Bernard… [read post]
28 Jun 2011, 9:02 pm
The arrangement follows the previously announced binding letter of intent between HAE and MRS to secure and develop such hydrokinetic water power projects in the West Africa region.HAE and MRS formed Natural Energy Solutions (NES), a Panamanian corporation, which plans to enter into power purchase agreements for developing hydrokinetic water power projects in West Africa. [read post]
27 Jun 2011, 5:00 am
Registration and reporting will impose a regulatory burden that will do little to reduce risk or protect investors. [read post]
26 Jun 2011, 8:53 am
Forming such a corporate structure created the potential outcome that, rather than receiving a fancy certificate and a few six packs, pledgors would receive actual shares. [read post]
23 Jun 2011, 9:47 pm
The two companies, in raising money from the public, in violation of the legal framework applicable to them, have not complied with the elaborate investor protection measures, explained in Paragraph 25 above. [read post]
23 Jun 2011, 2:00 am
The bill would also exclude accredited investors and securities held by persons who received such securities pursuant to employee compensation plans from counting against the 1,000-record holder threshold. [read post]
22 Jun 2011, 6:07 pm
The Fair Debt Collection Practices Act protects consumers from various unsavory practices that are sometimes employed by debt collectors. [read post]
22 Jun 2011, 6:07 pm
The Fair Debt Collection Practices Act protects consumers from various unsavory practices that are sometimes employed by debt collectors. [read post]
22 Jun 2011, 10:03 am
Three or four decades ago, investors and regulators could rely on these professionals to provide a check on corporate risk-taking. [read post]
