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30 Jul 2018, 6:17 am
First Derivative Traders decision, the scheme liability provisions of Rule 10b-5(a) and (c) may be used to find liability in connection with false or misleading statements by persons who are not themselves the maker of those statements and, thus, not liable under the false-and-misleading statements provision of Rule 10b-5(b). [read post]
28 Jun 2010, 11:38 am
It places brokers, traders, and bankers in a position to report fraud, keep the markets honest, and save investors hundreds of billions of dollars. [read post]
1 Mar 2012, 12:52 pm
"The article further concludes that a rationale for the FTT not emphasized by the European Commission – its addressing wasteful over-investment in the activity of seeking trading gains at the expense of other traders – could conceivably support its enactment, though it is uncertain that the social benefits would exceed the costs. [read post]
17 Nov 2021, 3:00 am
Adding salt to the wounds, bond traders get to start their New Year’s Eve parties a little earlier: Sifma is calling for a 2 p.m. market close that day. [read post]
14 Feb 2011, 9:06 pm
For occasional traders, a traditional commission-based brokerage account may be the most economical way to invest. [read post]
10 Jul 2024, 6:31 am
President Xi Jinping is (in)famous in the West for demanding “that businesses conform to the aims of the Communist Party”.[1] The newly appointed boss of the China Securities Regulatory Commission (CSRC) – China’s equivalent to the US Securities and Exchange Commission (SEC) – has earned the sobriquet “Broker Butcher” for his alleged zealous crackdown on traders in the 2000s. [read post]
13 Oct 2011, 9:43 pm
"In nearly every modern State the situation of a trader who has ceased to pay his debts as they mature in the ordinary course of business is regulated by special provisions of law... the public interest is so closely involved, by reason of the plurality of creditors who have claims against the debtor, that in most countries the intervention of a public authority has been thought necessary to adjust the conflicting rights, and to discover and punish any wrong-doing. [read post]
14 Oct 2011, 8:10 am
In nearly every modern State the situation of a trader who has ceased to pay his debts as they mature in the ordinary course of business is regulated by special provisions of law... the public interest is so closely involved, by reason of the plurality of creditors who have claims against the debtor, that in most countries the intervention of a public authority has been thought necessary to adjust the conflicting rights, and to discover and punish any wrong-doing.S. [read post]
20 Jun 2024, 9:05 pm
Concerning the outbreak, two recalls were initiated: Infinite Herbs-brand organic basil packed in 2.5-oz clamshell packaging (UPC 8 18042 02147 7) and sold at Trader Joe’s and Fruit Center Marketplace stores from Feb. 1 through April 6; and Melissa’s brand fresh organic basil in 2.0-oz (UPC 0 45255 14142 9) and 4.0-oz clamshell packages (UPC 0 45255 14439 0) available for sale at Dierberg’s stores in Illinois and Missouri from Feb. 10 through Feb. 20. [read post]
9 Mar 2016, 9:54 pm
The pistachios were sold under the brand names Wonderful, Paramount Farms, and Trader Joe’s and were sold nationwide and in Canada. [read post]
12 Sep 2007, 5:47 am
NFA president Daniel Roth says that customers of future traders have not lost any money due to Sentinel. [read post]
25 Sep 2013, 2:05 am
A condition allowing the possibility of imitation is the presence of a been imposed market reputation of the merchant or of offered goods and services that could bring undeserved benefits of acting in bad faith (simulated) trader. [read post]
30 Jan 2012, 4:10 am
Omaha World Herald: Deliberating while distracted The middle-aged juror, a grain trader by day, was faced with what he called an emergency at work: a train with an unpaid-for load of grain was on the fast track to Mexico. [read post]
7 Aug 2007, 4:41 pm
We normally don't shop in the "traditional" grocery stores like Safeway; the vast bulk of our grocery dollars go to Trader Joe's or the farmers' markets. [read post]
7 Jun 2023, 11:06 am
Where the trader uses online tools, such as robo-advice or chat bots, the consumer will have the right to request human intervention, in order to better understand the effects of the contract on his or her financial situation. [read post]
28 Jan 2008, 6:27 am
Last week, it was reported that Jerome Kerviel, a lone trader at French bank Societe Generale, lost $7.2 billion of the bank's money in unauthorized trades betting on European equity index futures. [read post]
14 Mar 2011, 10:17 am
Like the stock market "crash" of 1987 which taught a generation of traders that market busts don't matter (sarcasm). [read post]
20 Apr 2015, 6:05 pm
The following products are subject to recall: 12-oz. packages of Trader Joe’s brand “Sweet Apple Chicken Sausage” with the case code 9605 and use by/freeze by dates of “4 22 15,” “4 25 15,” and “4 29 15. [read post]
19 Oct 2010, 12:49 pm
” It overhauls rules and regulations “touching every corner of finance, from ATM cards to Wall Street traders. [read post]
16 Oct 2009, 8:36 am
Client and dump is “Trafigura”, a giant multi-national oil and commodity trader. [read post]
