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13 Jun 2011, 8:37 am
’” He argued that “both language and case law indicate that, depending on the circumstances, a management company, a board of trustees, individual company officers, or others, separately or together, might ‘make’ statements contained in a firm’s prospectus, even if a board of directors has ultimate content-related responsibilities. [read post]
28 Jan 2007, 8:31 pm
Also, such an extension would likely require a majority vote by the FDIC board. [read post]
20 Jul 2009, 7:56 am
The report concludes with an observation of the heightened number of bank failures during 2009, adding the observation that only 21 of the 45 banks that had failed through June 30, 2009 were publicly traded, and only one of the bank failures has resulted in a securities class action lawsuit. [read post]
30 Nov 2023, 9:05 pm
The Board of Governors of the Federal Reserve System issued a final rule setting capital requirements for banks engaged in insurance activities. [read post]
3 Nov 2015, 11:02 am
The Post notes that the director, however, did not elaborate. [read post]
16 Feb 2021, 2:23 pm
M&T Bank Corp., 962 F.3d 701, 717 (3d Cir. 2020). [read post]
13 Aug 2015, 5:17 pm
Foreign Bank Accounts For American nonprofits that maintain foreign bank accounts, it is critical to meet the annual filing requirement of the Report of Foreign Bank and Financial Accounts (“FBAR”). [read post]
13 May 2024, 3:25 am
New requirements would apply to board of director and compensation committee oversight and approvals. [read post]
8 Mar 2024, 6:30 am
Michael Weiksner, DragonGC, on Friday, March 1, 2024 Tags: cyber disclosure, Cybersecurity, Form 10-K, incident reporting, Regulation S-K, Risk management, shareholder engagement SEC set to adopt climate disclosure rules on March 6 Posted by Michael Littenburg and Marc Rotter, Ropes & Gray LLP, on Saturday, March 2, 2024 Tags: Climate Disclosure, climate risk, Financial disclosures, GHG, SEC Looking ahead: The audit committee agenda in 2024 Posted by Maureen Bujno, Bob Lamm, and Krista… [read post]
25 Feb 2011, 8:11 am
Evanson is a director of the Edison Electric Institute, and a member of the Board of Trustees at St. [read post]
23 Dec 2013, 10:49 am
The FFIEC is an interagency body of banking regulators tasked to develop standards and guidelines as relevant to regulatory examination of covered institutions. [read post]
1 Feb 2014, 8:00 pm
The objectives of the Private Foundation, as laid down in the articles of association, may include in general or specific terms the making of distributions to the founder(s), members of its bodies (such as the board of directors and the supervisory board) and/or others (such as children and grandchildren). [read post]
21 Sep 2010, 6:11 pm
Revise and sign contracts in person and don’t make bank deposits in advance. [read post]
16 Jul 2011, 2:57 pm
As we have seen, proponents of say on pay claim it will help make management more accountable, but they ignore the probability that say on pay really will shift power from boards of directors not to shareholders but to advisory firms like RiskMetrics. [read post]
9 Jun 2011, 8:38 am
Warmoth was the only member of Leading Edge’s board of directors, its CEO and President. [read post]
27 Oct 2007, 3:32 am
Rowe Jr., a money manager and president of Investors for Director Accountability), "I lay the blame at the foot of the board. . . . [read post]
28 Feb 2020, 3:54 am
Defendant Braun, in his role as the Executive Director of the Board of Regents, received the record on appeal to the Board of Regents, reviewed the evidence, directed the parties to submit briefing, and issued a decision. [read post]
25 May 2007, 3:30 am
At any rate, one has to tip their hat to EGL's Special Committee of the Board of Directors, its counsel (Andrews & Kurth) and its financial advisors (Deutsche Bank) -- they really played these two competing bidders off on each other brilliantly. [read post]
1 Oct 2007, 3:43 pm
The receiver essentially took over the powers of the debtor's board, but owed fiduciary duties only to the appointing creditor. [read post]
8 Mar 2024, 6:30 am
Michael Weiksner, DragonGC, on Friday, March 1, 2024 Tags: cyber disclosure, Cybersecurity, Form 10-K, incident reporting, Regulation S-K, Risk management, shareholder engagement SEC set to adopt climate disclosure rules on March 6 Posted by Michael Littenburg and Marc Rotter, Ropes & Gray LLP, on Saturday, March 2, 2024 Tags: Climate Disclosure, climate risk, Financial disclosures, GHG, SEC Looking ahead: The audit committee agenda in 2024 Posted by Maureen Bujno, Bob Lamm, and Krista… [read post]
