Search for: "E* Trade Securities LLC"
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25 May 2022, 6:22 am
Nasdaq and a group of securities exchanges challenged the 2020 rule as arbitrary and capricious. [read post]
13 Dec 2013, 10:53 am
The attorneys at Cosgrove Law Group, LLC have substantial experience in representing Members and associated persons in Eligibility Proceedings. [read post]
23 Apr 2012, 5:11 am
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy,… [read post]
25 Sep 2023, 12:44 pm
He was subsequently convicted of several felonies, including securities fraud and conspiracy to commit securities fraud, and sentenced to seven years in federal prison. [read post]
28 Nov 2022, 10:45 am
But for those of us watching the cases, it means more "bring the popcorn" situations.ITC complaint against Amazon and VizioOn October 24, DivX--represented by Tensegrity's Matt Powers, whom this blog first mentioned in 2013 when he was also doing some work for Apple--filed a complaint with the United States International Trade Commission (USITC, or just ITC), seeking a U.S. import ban on Amazon and Vizio devices:DivX, LLC ITC complaint In the Matter of Certain Video… [read post]
23 Mar 2016, 3:01 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Oct 2019, 9:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
29 Mar 2021, 2:17 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
22 Mar 2011, 9:49 am
Shear, LLC. [read post]
16 Oct 2020, 12:55 pm
Mitchell Stein, a publicly traded company’s in-house counsel, was convicted of fraud for a scheme to inflate the company’s stock prices. [read post]
24 Jul 2023, 11:28 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
30 Jun 2023, 10:15 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
22 Mar 2021, 4:17 am
Financier Michael Milken, in the 1980’s known as the “king” of junk bonds, was indicted on RICO charges stemming largely from insider trading before pleading guilty to lesser charges and serving a prison term. [read post]
19 Apr 2021, 1:03 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
7 Dec 2009, 6:13 pm
New business entities, including corporations, limited liability companies (LLCs), limited liability partnerships (LLPs), non-profit organizations, and other entities file formation documents with a state’s Secretary of State. [read post]
23 Jan 2023, 10:40 am
One involved financial fraud in violation of federal securities laws and SEC rules. [read post]
3 Oct 2011, 6:08 am
The FBI, IRS-Criminal Investigations, and the Securities Exchange Commission investigated. [read post]
5 Sep 2023, 4:47 am
Valancourt Books, LLC v. [read post]
25 Jan 2008, 1:00 am
: (IP ThinkTank),IBM patents and defensive publishing: (Securing Innovation),Stockholm Network paper on developing nations and pharmaceutical patents: (IPcentral Weblog),Good and bad news for the IP industry if recession does bite: (IAM),Business Software Alliance: Piracy economic impact is tens of billions of dollars: (Ars Technica),IP portfolio costs - when less is more: (IP ThinkTank),IP protection: Competitive market… [read post]
11 Mar 2016, 7:55 pm
As a background, MLPs are publicly traded partnerships. [read post]
