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23 May 2007, 9:35 am
For example, Morgan Stanley no longer is offering its fee-based program to new clients. [read post]
22 May 2007, 1:09 am
Morgan Stanley DW Inc. [read post]
21 May 2007, 1:08 pm
Strobel sued Morgan Stanley, her former brokerage firm, in 2002 after she lost $281,729. [read post]
21 May 2007, 1:02 am
Morgan Stanley DW Inc. [read post]
20 May 2007, 6:32 pm
Google's Transferable Option Program Google's transferable option program has gone "live" and it's readily apparent that Google and Morgan Stanley have put a great deal of thought into the program. [read post]
18 May 2007, 9:23 am
As the 2007 U.S. proxy season reaches its peak, early vote results indicate that shareholders are giving greater support to proposals seeking advisory votes on executive pay, majority voting in director elections, and the right to call special meetings. [read post]
16 May 2007, 1:09 am
From US News & World Report, an interesting compilation of the top computer crimes for the first quarter of this year.Included is a trade secrets case:Theft of Morgan Stanley Hedge Fund Secrets: On February 1, federal prosecutors announced the guilty plea of Ira Chilowitz to charges tied to the theft from his ex-employer, Morgan Stanley, of hedge fund trade secrets. [read post]
15 May 2007, 6:12 am
The Second Circuit noted that SEC had investigated and sanctioned Morgan Stanley “for accepting impermissible payments from the defendants here in exchange for aggressively pushing Eaton Vance funds over other comparable investment options” while “fail[ing] to disclose adequately certain material facts to its customers ... [read post]
11 May 2007, 12:52 am
Attorney Couple Plead Guilty to Insider Trading
New York Law Journal
A husband and wife who are lawyers admitted Thursday to passing on insider information about pending deals at Morgan Stanley. [read post]
10 May 2007, 12:18 pm
Former Morgan Stanley [corporate website] lawyer Randi Collotta and her husband Christopher admitted to conspiracy and securities fraud [DOJ press release] in Manhattan federal court. [read post]
10 May 2007, 8:32 am
Attorney in Manhattan arrested a former Morgan Stanley financial analyst and her husband, a former hedge fund analyst at ING Group. [read post]
9 May 2007, 4:01 pm
Randi, 30, a former Morgan Stanley compliance officer and Christopher, 34, a lawyer in private practice on Long Island, were among 13 people who were criminally charged in the case. [read post]
9 May 2007, 3:57 pm
Morgan Stanley & Co. [read post]
8 May 2007, 10:18 am
Randi Collotta, an Ex-Morgan Stanley compliance officer and attorney, and her husband, Christopher Collotta, are slated to plead guilty on May 10, 2007 for their involvement in one of the largest insider trading schemes to take place on Wall Street since the 1980's. [read post]
7 May 2007, 8:22 am
Related Web Resources: Ex-Morgan Stanley Worker Charged, AP/Biz.Yahoo.com, April 4, 2007 IT Geek Gets Caught with Morgan Stanley "Client Rate List," LinuxElectronics, February 5, 2007 Morgan Stanley [read post]
6 May 2007, 11:32 am
But this just in, from WSJ colleague Paul Davies: two lawyers, a former Morgan Stanley compliance office and her husband, are expected to plead guilty later this week for their role in an insider-trading ring involving major Wall Street banks, according to a court filing. [read post]
4 May 2007, 10:42 pm
("Morgan Stanley"). [read post]
2 May 2007, 8:53 am
Morgan Stanley DW, Inc., No. 06-5525 (6th Cir. [read post]
2 May 2007, 6:00 am
Morgan Stanley, as well as a range of high profile regulatory investigations and fines, ONSITE3's Consulting Practice Group is here to advise and support clients with our expertise and practical know-how for effective records and information management solutions, as well as discovery and technology planning," said Karen Schuler, vice president of consulting, ONSITE3. [read post]
26 Apr 2007, 8:10 am
Peter Lattman is reporting over at the WSJ Law Blog that Morgan Stanley has agreed to settle another large sex discrimination class action against it for $46 million dollars (the settlement still has to be approved). [read post]
