Search for: "Securities Investor Protection Corporation"
Results 3501 - 3520
of 4,476
Sorted by Relevance
|
Sort by Date
19 Apr 2021, 11:21 am
Additionally, this form of business organization permits third party investors, whom obtain the protection of some limitation on liability, while allowing them the income tax advantages of a partnership. [read post]
24 Jul 2014, 5:00 am
The SEC has made the lives of corporate treasury groups more difficult. [read post]
6 Mar 2015, 5:30 am
Simply having a chat with your lawyer or even the company’s lawyer will not invoke the privilege or protect you. [read post]
2 Dec 2011, 9:33 am
Senator Shelby also requested that the IG examine whether CFTC Chairman Gary Gensler’s recusal from matters now and in the past are consistent with the agency’s official recusal policy.In the letter, Senator Shelby noted that MF Global is currently subject to a liquidation proceeding initiated by the Securities Investor Protection Corporation (SIPC). [read post]
24 Mar 2011, 9:46 am
The points included that there were extensive statements of legislative intent in our favor, and the specific items of legislative intent that the statements established; that some of the leading legislators of the day -- not back benchers -- delivered these statements; that CICO has almost never been used before in nearly 320 SIPC cases; that the use of CICO utterly destroys Congress’ vigorously and repeatedly stated intent that victims receive money or securities promptly from SIPC… [read post]
13 Sep 2023, 12:39 pm
Additionally, if your business plan includes attracting investors, a corporate structure may be more fitting. [read post]
16 Mar 2012, 12:35 pm
All consumers of Delaware corporate law would do well to read it. [read post]
22 May 2017, 2:48 am
It is clear from the SFC’s statement and the current listing rules that Hong Kong regulators place a high priority on protecting the interests and investments of retail investors and, accordingly, have a low risk appetite for what is likely to be the large majority of infrastructure projects seeking to list. [read post]
16 Mar 2011, 11:06 am
He then tags me in: I wonder what Professor Bainbridge, the corporate-law-should-protect-boards theorist, thinks about it. [read post]
28 Mar 2021, 11:15 am
III (“Churchill III”) is a Special Purpose Acquisition Corporation (SPAC) that completed an IPO on February 14, 2020. [read post]
23 Jan 2020, 5:00 am
It is synonymous with other terms such as securities transaction tax and securities transfer tax. [read post]
29 Jul 2011, 1:28 am
“We think the court got it wrong,” said Ann Yerger, executive director of the Council of Institutional Investors. [read post]
6 Oct 2020, 3:03 am
The company disclosed the data breach in May and the lawsuit alleges that the company failed to implement “reasonable security measures” to protect certain personal information. [read post]
26 Feb 2012, 10:18 pm
With this added layer of protection, now international banks and investment houses feel secure in acquiring DRINKBONDS backed by the giant insurance company. [read post]
24 Oct 2018, 4:33 pm
The prohibition on unlawful insider trading levels the playing field and protects the integrity of financial markets. [read post]
6 Nov 2020, 7:08 am
This month’s trade alert considers key points for investors to consider when acquiring loans in Ireland. [read post]
13 Mar 2010, 2:57 pm
In an effort to get the Court to do so, the brief pointed to recent corporate scandals involving Enron, WorldCom and many other companies that cast a spotlight on the fragility of financial controls and the ease with which companies could conceal from the outside auditors of financial statements activities that threatened the viability of their enterprises and, indeed, the underlying integrity of the U.S. securities markets.In the wake of these scandals, noted the Institute, the… [read post]
15 Jun 2012, 8:41 am
Filed under: 10b-5, corporate law, disclosure regulation, error costs, financial regulation, insider trading, markets, regulation, securities regulation, SSRN [read post]
21 Sep 2015, 4:44 pm
Protection works the other way, too: creditors of the stockholders cannot seize corporate assets. [read post]
16 May 2021, 4:25 pm
The Privacy and Information Security Law Blog reports. [read post]
