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21 Aug 2014, 4:35 pm
“Attorney General Eric Holder and Associate Attorney General Tony West announced today that the Department of Justice has reached a $16.65 billion settlement with Bank of America Corporation – the largest civil settlement with a single entity in American history ¬— to resolve federal and state claims against Bank of America and its former and current subsidiaries, including Countrywide Financial Corporation and Merrill Lynch. [read post]
16 Sep 2009, 11:18 am
Lets not forget that most, if not all of the state regulators who comprise the NASAA had regulatory authority over Madoff, Lehman, Bear Stearns and Merrill Lynch. [read post]
30 Jul 2008, 5:53 pm
Six firms - Merrill Lynch, Citigroup Global Markets, UBS, Wachovia Securities, Morgan Stanley and Charles Schwab - have agreed to participate in the two-year pilot program. [read post]
14 Jun 2011, 8:44 am
The investment banks concerned were JPMorgan Chase & Co. and Merrill Lynch. [read post]
14 Oct 2008, 5:00 pm
Wells Fargo will get $5 billion for its acquisition of Wachovia, and Bank of America the same for amount for its purchase of Merrill Lynch. [read post]
10 Apr 2008, 7:26 am
" Last month, Massachusetts securities regulators subpoenaed three large brokers - UBS, Merrill Lynch, and Bank of America - for testimony and documents on how they sold auction-rate securities to retail customers. [read post]
30 Mar 2010, 10:30 pm
The letter to Bank of America-Merrill Lynch, Barclays, Citigroup, Goldman Sachs, JPMorgan Chase and Morgan Stanley expresses concern that the spreads on the California credit-default swaps are mispricing the state’s credit risk and inflating interest costs. [read post]
18 Sep 2009, 3:08 pm
So BofA investors who sold for a loss after Merrill Lynch’s financial plight became known are now seeking payment from BofA investors who didn’t sell or who acquired their shares after the price drop. . . . [read post]
18 Nov 2015, 5:53 am
From May 2005, until March 2013, Giannone was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. [read post]
15 Mar 2007, 10:46 am
When nearly $ 2 Million was lost in more than 40 accounts at brokerage firms including Charles Schwab, E*Trade, Fidelity, Merrill Lynch, Scottrade, TD Ameritrade and Vanguard, the Securities and Exchange Commission came quickly to their rescue! [read post]
4 Sep 2009, 1:02 pm
Merrill has reiterated that broker-dealers and banks are responsible for supervising not just their brokers but also their sales assistants, who are able to access confidential client information. [read post]
23 May 2008, 6:31 pm
Merrill Dow Pharmaceuticals) Gainesville attorney Carol Walker was presented with the Joe Tuggle Professionalism Award by Superior Court of Hall County Judge Bonnie Oliver. [read post]
31 Aug 2009, 12:52 pm
Ralph Merrill, the fourth co-conspirator is still awaiting trial in federal court. [read post]
3 Feb 2012, 9:08 am
” Bank of America and Merrill Lynch, which merged in 2009, have settled 15 fraud cases and received at least 39 waivers. [read post]
18 Feb 2010, 12:27 am
Group NEW YORK COUNTYAlternative Dispute Resolution Estoppel Prevents Affiliate From Denying Obligation To Arbitrate Employment-Related Dispute Merrill Lynch International Finance Inc. v. [read post]
15 Sep 2008, 7:28 am
It provides a heck of a rundown of the current problems which include Merrill Lynch, Lehman, A.I.G., Washington Mutual (the nation's largest saving and loans); and let's not forget Freddie Mac, Fannie Mae, and Bear Stearns. [read post]
17 Nov 2009, 5:33 am
Richard Shannon, University of Pennsylvania Health System, successful advocate for patient safety from within the walls of the hospital, challenging those in the medical community who say it is too difficult to stop hospital-acquired infections; Merrill Goozner, independent author, writer and active blogger on health issues, former director of the Integrity in Science project at the Center for Science in the Public Interest, who will speak about conflicts of interest and the… [read post]
4 Feb 2008, 10:15 pm
The Enron-related criminal prosecutions have thrown numerous other families into turmoil, such as those of the four former Merrill Lynch executives (see also here) who were unjustly jailed for a year in the Nigerian Barge case. [read post]
18 Feb 2011, 7:26 am
Bank of America Merrill Lynch helped provide $1.7 billion for the sale of Michael Foods Inc. to GS Capital Partners. [read post]
16 Nov 2008, 9:50 pm
This article, by Christy Burke, profiles five women lawyers who have made successful and satisfying career changes: Carolyn Elefant, who left the law firm where she had been employed to start her own successful solo practice and become a well-known blogger and book author who now provides much useful information to other lawyers who are in solo practice or considering moving to it; Sari Gabay-Rafiy, a partner in the two-lawyer firm of Gabay-Rafiy & Bowler LLP, who has created a successful… [read post]
