Search for: "Securities Investor Protection Corporation"
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30 Aug 2010, 2:07 pm
In the 1990s, an era before structured settlement protection acts, ING, parent of then structured annuity issuer, Security Life of Denver, purchased structured settlement payment rights. [read post]
16 Mar 2018, 1:00 am
FBI FBI Director Vows to Recognize Corporations That Suffer Data Breaches as Victims At the second annual Boston Conference on Cyber Security last Wednesday, FBI Director Christopher Wray urged private businesses to promptly alert the FBI after a cyberattack. [read post]
11 Feb 2019, 6:37 am
With investor funding secured, Infinnium is actively working on the completion of its first software product, ObscurePI, which is scheduled for release in the spring. [read post]
19 Oct 2023, 9:05 pm
The Securities and Exchange Commission (SEC) adopted new rules to provide greater transparency around short selling, an activity where investors bet that a stock’s price will fall. [read post]
5 Oct 2015, 9:53 am
That ruling, the government argued in seeking Supreme Court review, created a difficult new legal standard that will “impair the government’s ability to protect the fairness and integrity of the securities market. [read post]
20 Jul 2011, 5:23 pm
"Dodd-Frank's employee protections are the Cadillac of whistleblower protections," NWC Executive Director Stephen M. [read post]
23 Sep 2011, 9:32 am
It was not to protect investors, especially small ones, and build confidence in markets, as Congress intended SIPA to do. [read post]
22 Dec 2020, 9:43 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
25 Oct 2022, 9:03 pm
House of Representatives passed the Corporate Governance Improvement and Investor Protection Act, which would require publicly traded companies to disclose the “racial, ethnic, gender identity, and sexual orientation” self-identification of any nominee for a company’s board of directors. [read post]
22 Sep 2008, 1:25 am
In addition, in a completely different aspect of the current crisis, market participants who depended on Lehman for credit default protection will also be reporting the consequences of Lehman’s demise. [read post]
13 Feb 2020, 1:52 pm
He focuses his practice on corporate governance issues, complex securities class action, major data breaches and other cybersecurity matters, and corporate investigations. [read post]
28 Mar 2024, 9:01 pm
FinCEN contemplates that the latter will be addressed through a forthcoming revision to the Customer Due Diligence (“CDD”) Rule, pursuant to the Corporate Transparency Act, which is expected by January 1, 2025. [read post]
26 Aug 2010, 4:14 pm
Other concurrent developments in corporate and securities law may have effects that may tend to counteract (or at least inject considerable noise to) the proxy access debate. [read post]
10 Mar 2021, 10:08 am
On the equity side, VC is widely considered as the money of invention, which may be provided by independent VC firms or corporate venture capitalists. [read post]
13 Oct 2015, 9:00 am
” The Government also asserted that the Appellate Court’s decision would “hurt market participants, disadvantage scrupulous market analysts, and impair the government’s ability to protect the fairness and integrity of the securities markets. [read post]
4 Jan 2017, 3:55 pm
Section 16 filings are required for “corporate insiders” (including beneficial owners of 10% or more of a registered voting equity security). [read post]
13 Oct 2021, 7:14 am
Legal holds are a crucial step of ediscovery to ensure the appropriate information is collected and protected. [read post]
25 Sep 2017, 4:00 am
Therefore, companies doing business with digital currencies with U.S. investors might be in violation of U.S. securities laws and may be required to register with the SEC and to comply with applicable securities regulations. [read post]
23 Apr 2021, 7:25 am
Two of the highest-profile additions have been Huawei in May 2019 and the Semiconductor Manufacturing International Corporation (SMIC) in December 2020. [read post]
30 Jun 2022, 3:30 am
” The authors argue that the SEC’s authority is somewhat more limited and contends that courts have construed this “in the public interest” language more narrowly & by reference to the objective of protecting investors. [read post]
