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31 Oct 2011, 9:23 am
However, Ray points out that the recently-enacted Dodd-Frank legislation may change that, as it creates a new Federal Insurance Office. [read post]
3 Jul 2009, 3:52 pm
As the excellent Frank Partnoy wrote recently, “ratings dictate the net capital requirements of banks and broker-dealers, the securities money market funds may hold, and the investment options of pension funds. [read post]
13 Apr 2011, 4:42 pm
" Rumors of a Backroom Compromise: Jean Noonan, a corporate banking lawyer and former FTC official, says there are rumors of "a back-room deal that would combine a five-member commission with having Professor Warren at its head. [read post]
6 Aug 2009, 5:54 pm
Hillsides: The California Supreme Court Identifies Guidelines for Workplace Surveillance - The blogging lawyers and attorneys at Sheppard Mullin on their Labor & Employment Law Blog Bank of America pays $33 million in SEC Fines for Excess Bonuses - Los Angeles lawyer Brian Van Vleck of Van Vleck Turner & Zaller in the firm's California Workforce Resource Blog Ninth Circuit Limits Standing under CAN-SPAM Act. [read post]
17 Aug 2010, 6:45 am
While fatalistically conceding that forces of corporate darkness will likely triumph, here now is analysis by Frank Pasquale that assumes carriers will bypass market forces altogether and write their own rules: "We’ve seen a cognate regulatory arbitrage story before in the financial sector: think of the opaque dealmaking that sunk big banks, and the rating agencies’ First Amendment immunity from liability for utterly conflicted assessments of mortgage-backed… [read post]
4 Mar 2009, 7:46 am
A central data bank removes completely this safeguard. [read post]
25 Feb 2011, 4:30 am
., Vice-President, External, Legal and Community Relations, University of British Columbia)Plenary Session – Recent Updates in Administrative Law: What Every Ombudsman Needs to Know (Frank Falzon, Barrister and Solicitor, Victoria BC)Breakout SessionsHot Topics for Ombuds in Higher Education 1Systemic Investigations for Smaller Offices (Kim Carter, B.C. [read post]
18 Aug 2011, 4:29 am
Consumer Credit & Usury Ed: Special Issue: July 21 D-Day for Dodd-Frank. [read post]
31 Jul 2007, 6:05 am
(No. 06-43), the Court is slated to determine whether non-speaking actors, such as investment banks and auditors, that knowingly commit securities fraud can be held liable for their actions. [read post]
4 Jan 2011, 10:08 am
., Sarbanes-Oxley, intermediate sanctions, Dodd-Frank). [read post]
20 Mar 2007, 1:16 am
NASSAU COUNTYContractsBank Entitled to Summary Judgment on Liability Against Guarantor on Equipment Leases for Default Bank of the West v. [read post]
15 Jul 2010, 11:05 am
The bill also would bolster compensation committee independence and require issuers to adopt tougher "clawback" policies and provide new disclosure on internal pay equity.The bill would require bank holding companies to appoint risk committees. [read post]
2 Jan 2013, 4:49 am
” Certified Rider’s Edge motorcycle safety course trainer Frank Calzaretta, who teaches at Biker Bob’s Harley Davidson in Taylor, agreed. [read post]
29 Sep 2010, 5:00 am
Featured Doc: Approaches to Preemption Following the Dodd-Frank Act Florida Association of Criminal Defense Lawyers, a not-for-profit, statewide organization dedicated to the criminal defense attorney. [read post]
11 May 2007, 7:23 am
George Yaros during a 1981 bank robbery, a divided Indiana Supreme Court ruled Thursday. [read post]
1 Apr 2007, 11:24 pm
The legal risks involving e-mail aren't new - internal corporate messages played a key role in the Microsoft antitrust trial and that of Silicon Valley investment banking titan Frank Quattrone. [read post]
28 Aug 2012, 4:00 am
He is an excellent litigator and brings to the CFPB substantial familiarity with how banks operate, particularly credit card issuers. [read post]
10 Sep 2009, 10:18 am
. ***7th Circuit Chief Judge Frank Easterbrook, who testified with a separate group of appellate judges, agreed that the child pornography possession area might be ripe for review. [read post]
25 May 2012, 4:26 am
Here are some recent Facebook IPO articles: - WSJ's "Some Big Firms Got Facebook Warning" - Reuter's "Facebook, banks sued over pre-IPO analyst calls" - Reuter's "Facebook: The List of Incompetents" - Forbes' "Facebook Lawsuits Start Flying: Targets Include Zuckerberg, Morgan Stanley, Nasdaq" - D&O Diary's "Facebook IPO Fizzle Draws Securities Suits" - NYT's "Questions of Fair Play Arise in… [read post]
9 Jul 2010, 7:39 am
Known as the Dodd-Frank bill, the legislation is intended to overhaul Wall Street by enacting sweeping new rules that will supposedly prevent another financial crisis. [read post]