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15 Jul 2011, 12:19 pm
Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. [read post]
14 Jul 2011, 3:43 pm
In testimony before the Senate Banking Committee, he noted that the Act increased transparency and accountability, improved the effectiveness of the SEC and PCAOB which, in turn, should give a boost to investors confidence in the markets. [read post]
14 Jul 2011, 2:35 pm
Teaching international financial regulation in a business school is no easy task, but I often think it should be. [read post]
14 Jul 2011, 1:12 pm
Harvey Pitt -- who was Securities & Exchange Commission chair during a time when the SEC let Wall Street run wild, leading to the financial mess the U.S. is in, and who has spent most of career representing corporate interests – once again fails to get it right.Testifying before the Senate Banking Committee on “Enhanced Investor Protection After the Financial Crisis”, Pitt criticized Dodd-Frank saying it would fail to protect investors. [read post]
13 Jul 2011, 9:00 pm
She is also said to have converted Clovis, king of the pagan Franks, to Christianity. [read post]
13 Jul 2011, 3:42 pm
They posit that Congress did not intend to impose those margin requirements on end users and Congressional statements on this subject are not limited to only non-financial entities.The Dodd-Frank Act also requires the CFTC and the SEC to consider whether to treat small banks and savings associations the same as other end users and exempt them from mandatory clearing requirements. [read post]
13 Jul 2011, 3:02 pm
These restrictions were included in an effort to restrain risk taking at banking entities and to reduce the potential that these entities could require federal support because of their speculative trading activity within the banking entity. [read post]
13 Jul 2011, 2:42 pm
The long arm of Dodd-Frank somehow missed this trader-type, and he would like to see this revised. [read post]
13 Jul 2011, 2:00 am
The Dodd-Frank Act also limits bank holding companies with total assets over $50 billion and systemically important nonbank financial companies from having credit exposure to any unaffiliated company that exceeds 25% of the capital stock and surplus of the company. [read post]
12 Jul 2011, 7:54 pm
” Though Dodd-Frank was intended to rein in large financial institutions, “community banks and regional banks will suffer the most” from its enactment, he said. [read post]
12 Jul 2011, 2:17 pm
Structure Traditional “walls:” Glass-Steagall, McFadden, BHC Act, McCarran-Ferguson M&A & competition Affiliation & Anti-tying GLB & “Deregulation” Dodd-Frank, esp. [read post]
12 Jul 2011, 9:50 am
Citizen’s First National Bank of Princeton, 126 Ill.2d 411, 534 N.E.2d 987 (1989). [read post]
11 Jul 2011, 8:45 am
[Ezra Klein, Washington Post] Tags: banks, Crisis of 2008, Wall Street Related posts If only we’d had Dodd-Frank in ‘08? [read post]
11 Jul 2011, 5:45 am
The new rule is made pursuant to Section 926 of the Dodd-Frank Act, and prohibits securities issuers from relying on Rule 506 if anyone associated with the issuer or the offering has engaged in certain “bad acts” enumerated in the rule. [read post]
11 Jul 2011, 1:02 am
" "On plaintiff HSBC's deadline day, January 7, 2011, the 60th day after issuing my November 8, 2010 decision and order, plaintiff's counsel, Frank M. [read post]
10 Jul 2011, 9:00 am
FDIC issues final Dodd-Frank retail forex ruleThe FDIC has submitted a revised, final version of its rule governing retail foreign exchange (“forex”) transactions to the Federal Register. [read post]
8 Jul 2011, 9:14 pm
The liquidation authority is a significant part of the Dodd-Frank financial oversight law. [read post]
8 Jul 2011, 11:00 am
Bair fought successfully to expand the FDIC’s authority through the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
8 Jul 2011, 8:25 am
Ct. 1103, 1109 (1996)According to the Senators, there is very strong Dodd-Frank legislative history supporting the position that the Barnett standard was maintained. [read post]
8 Jul 2011, 7:49 am
During the time frame mentioned above, approximately 247 individuals mailed or wired money to Molz and he deposited those funds into JPMorgan Chase and Compass Bank accounts. [read post]
