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3 Aug 2008, 10:20 am
Given the mounting losses lenders are experiencing, as well as the emerging industry of speculators buying non-performing loans at as little as 20 cents on the dollar (Merrill Lynch just announced last week that they will sell off over $30 billion of bad loan securities for $6.7 billion - with 75% seller financing), the new safe harbor should allow real modifications - principal writedowns and rate reductions - that will keep struggling homeowners in their homes. [read post]
3 Aug 2008, 10:20 am
Given the mounting losses lenders are experiencing, as well as the emerging industry of speculators buying non-performing loans at as little as 20 cents on the dollar (Merrill Lynch just announced last week that they will sell off over $30 billion of bad loan securities for $6.7 billion - with 75% seller financing), the new safe harbor should allow real modifications - principal writedowns and rate reductions - that will keep struggling homeowners in their homes. [read post]
8 Apr 2008, 12:05 pm
.; Citigroup Global Markets; Lehman Brothers; Merrill Lynch, Pierce, Fenner & Smith; Morgan Stanly & Co.; and RBC Dain Rauscher. [read post]
22 Jul 2011, 7:08 pm
Corp, UBS Securities LLC, and JPMorgan Securities LLC Settle Mortgage-Backed Securities Lawsuit Filed by New Mexico Institutional Investors for $162M, Institutional Investors Securities Blog, March 10, 2011 Bank of America and Countrywide Financial Sued by Allstate over $700M in Bad Mortgaged-Backed Securities, Stockbroker Fraud Blog, December 29, 2010 Countrywide Financial, Merrill Lynch, and Citigroup Executives Defend Their Hefty Compensations Following Subprime Mortgage Crisis,… [read post]
15 Nov 2007, 6:09 pm
Wal-Mart, Merrill-Lynch, Starbucks, Citigroup and the list goes on and on. [read post]
25 Feb 2010, 9:56 am
This year’s case studies examine the Bank of America takeover of Merrill Lynch and the German Model Case Act (KapMuG) in general and the Hypo Real Estate Holding AG case in particular. [read post]
26 Mar 2018, 10:18 am
Edwards, Anchor National Financial Services, SunAmerica Securities, Merrill Lynch, LM Financial Partners, Raymond James, USAllianz Securities, Questar Capital Corp in Bismarck, North Dakota from December 2006 until August 2010, Woodbury Financial Services in Bismarck from August 2010 until December 2012 and Questar Capital Corp in Bismarck from December 2012 until December 2015. [read post]
30 Jun 2011, 8:35 pm
(BAC)’s Merrill Lynch a Defendant of Class-Action Mortgage-Backed Securities Lawsuit Against at Least 1,800 Investors, Institutional Investors Securities Blog, June 25, 2011 Class Members of Charles Schwab Corporation Securities Litigation Can Still Opt Out to File Individual Securities Claim, Stockbroker Fraud Blog, December 6, 2010 Class Action Securities Fraud Lawsuit Accuses SEC of Gross Negligence Related to Bernard Madoff Ponzi Scam, Institutional Investors Securities Blog,… [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley, Jevon… [read post]
18 Dec 2018, 11:12 am
First Southwest Michael Giokas Fortune Financial Services, Inc Comprehensive Asset Management and Servicing Travis Marks Wells Fargo Advisors, LLC JP Morgan Securities LLC Richard Minichino Next Financial Group, Inc Wunderlich Securities, Inc Thomas Park Merrill Lynch, Pierce, Fenner & Smith Inc Wells Fargo Clearing Services, LLC Brian Roth The Benchmark Company, LLC Intl… [read post]
20 May 2020, 1:57 pm
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Callagy, Christopher Aegis Capital Corp Oppenheimer & Co Inc Costanzo, Anthony AXA Advisors, LLC Dininno, Matthew Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Dow, Rodrick … [read post]
24 Mar 2009, 1:48 am
., defendants-appellants
NEW YORK COUNTYCriminal PracticeCourt Denies Motion to Quash AG's Subpoena Seeking List of Merrill Lynch Bonus Recipients People v. [read post]
3 May 2010, 6:33 am
BusinessWeek is reporting that Citigroup has sued its former executive-level employee, Gautam Hazarika, for allegedly transferring Citigroup's trade secrets to his new employer, Deutsche Bank AG, before joining the latter firm.Citigroup’s suit comes after Merrill Lynch & Co. sued Deutsche Bank for allegedly raiding its bankers and misappropriating trade secrets last year and Royal Bank of Scotland Group Plc fired its Singapore-based chief currency trader in May last year for… [read post]
9 Sep 2008, 3:22 pm
Specifically, regulators announced settlements, in principle, with UBS, Citigroup, Merrill Lynch, Morgan Stanley, Wachovia, Goldman Sachs, JP Morgan and Deutsche Bank. [read post]
12 Feb 2009, 8:42 am
Massachusetts employment lawyer, Attorney Jack Merrill provides legal services to employees, employers and businesses throughout the Boston metro west and Worcester County region including Ashland, Dedham, Framingham, Franklin, Hopkinton, Maynard, Marlborough, Milford, Natick, Needham, Newton, Shrewsbury, Sudbury, Waltham, and Worcester, Massachusetts [read post]
20 Nov 2008, 2:50 am
Investment Firms with ARS Hotlines: Bank of America 1-866-638-4183 Deutsche Bank 1-866-926-1437 Citi 1-866-720-4802 JP Morgan 1-866-450-8470 Goldman Sachs 1-888-350-2857 Merrill Lynch 1-888-706-1381 UBS 1-800-253-1974 Morgan Stanley 1-800-566-2273 Wachovia 1-866-283-794 Meantime, more investigations are under way into the sales practices of US firms that marketed and sold auction-rate securities to investors. [read post]
18 Sep 2009, 4:00 am
September 8, 2009)White motor vehicle operator flips dismissal of his race/promotion + HWE claimsNew York StateDECIDED NYDHR rejects fem cop's discrimination claim against Utica Judge approves class action status for females in sex discrimination suit vs Sterling Jewelers Suffolk in the news twice: (1) Jury gives $450K to Suffolk County cop for disability-based promotion denial; (2) female Suffolk Park cop wins jury verdict for pregnancy-based denial of light duty… [read post]
9 Oct 2015, 9:22 am
Brennan — time limit for a federal employee to file a workplace grievance claiming constructive discharge from the job Tuesday, December 1: Merrill Lynch, Pierce, Fenner, & Smith v. [read post]
28 Aug 2006, 7:28 am
Perhaps the ABN Amro intermediaries will eventually be exonerated, like the Merrill Lynch executives in the Nigerian barge cases. [read post]
30 Dec 2008, 2:18 pm
Merrill Lynch, Pierce, Fenner & Smith, Inc [read post]
