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24 Aug 2021, 11:13 am
The Claimants also alleged that UBS and its team of options traders conducted the YES program with virtually no supervision or compliance oversight and with inadequate risk controls. [read post]
15 Apr 2010, 3:01 pm
In cases involving misleading conduct, the ACCC will now be able to issue “substantiation notices” to require traders to justify claims they make about products they promote. [read post]
21 Oct 2022, 3:58 am
Tracing Back Counterfeiters We’ll discuss how we can effectively protect supply chain transparency and trace back counterfeit traders. [read post]
19 Apr 2010, 8:07 am
Wall Street’s tumultuous 1980s, as witnessed by a young bond trader. 5. [read post]
11 Jul 2012, 8:44 am
According to the Korea Exchange (KRX), for the first time in 13 years, South Korea lost its status as the top derivatives trader in the world to the U.S. based Chicago Mercantile Exchange. [read post]
29 Nov 2010, 6:42 am
First Derivative Traders, with Mark Andrew Perry of Gibson Dunn & Crutcher in Washington, D.C., for the petitioners; and David C. [read post]
27 Jan 2022, 3:30 am
Large active traders are likely to hate this, because it’s harder for them to make money if they have to reveal strategies to the public too soon. [read post]
21 May 2022, 9:49 am
The previous sanctions included familiar names of Russian Oligarchs, such as Farkhad Akhmedov, a Russian commodities trader, Igor Kesaev, a retail and tobacco investor, and David Davidovich, business partner of Roman Abramovich, a previously sanctioned oil and steel magnate. [read post]
25 Mar 2025, 7:33 pm
Now, foreign bankers, Wall Street traders and congressional aides alike are reading it in search of clues. [read post]
16 Apr 2025, 10:11 pm
The need to deter other traders generally from engaging in similar conduct. [read post]
21 May 2025, 6:17 am
” He went on to note that “whether you’re a corporate manager trying to figure out whether you want to step forward on an investment, whether you’re a bond trader in the markets trying to allocate capital, or even as a consumer, I think everything has stalled. [read post]
21 May 2025, 6:17 am
” He went on to note that “whether you’re a corporate manager trying to figure out whether you want to step forward on an investment, whether you’re a bond trader in the markets trying to allocate capital, or even as a consumer, I think everything has stalled. [read post]
19 Sep 2007, 1:35 am
The clients of the traders don't seem to care if their traders violate a trading limit on the floor of the exchange. [read post]
30 Mar 2016, 7:19 am
The European Commission has published two draft directives on the supply of digital content and the online sale of goods that aim to help harmonise consumer law across Europe. [read post]
15 Jun 2012, 12:54 pm
A federal judge imposed a ten-year officer and director bar in an SEC enforcement action on a pharmaceutical company's Director of Business Development and Global Licensing who, although not a company officer or director, was acting in a fiduciary capacity while involved in the due diligence and negotiations for deals with other pharmaceutical companies. [read post]
30 May 2007, 12:08 pm
After his former boss was sentenced, a former head of American trading on the Citibank NA commodity desk was sentenced in May to 12 months and a day in prison and ordered to pay approximately $188,000 after pleading guilty to conspiring to falsify bank records and to commit wire fraud, said a U.S. [read post]
13 Oct 2008, 5:11 am
Eric J. [read post]
26 Aug 2011, 7:51 am
25 Aug 2010, 2:26 am
The Smoking Gun, IRS Claims Hipster Owes $172 Million: The IRS claims that a Spanish émigré who once lived in a New York City tenement owes it $172 million in back taxes. [read post]
1 Oct 2012, 11:39 am
As recently reported by the LA Times, Jeffrey Gundlach, regarded as one of the world's preeminent fund managers, will receive his nearly $10-million contemporary art collection back that was stolen from his Santa Monica, California home in mid-September. [read post]
