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8 Jun 2012, 7:47 am
Ketchum was referring to Section 19(c) of the Securities Act, which requires the SEC to hold an annual meeting to maximize uniformity in federal and state securities regulation and effectiveness of regulation while, at the same time, reducing costs and paperwork for issuers and minimizing interference with capital formationIn order to foster cooperation between the new national investment adviser SRO and state securities regulators, HR 4624 mandates the SRO to conduct an annual… [read post]
8 Jun 2012, 7:36 am
In contrast, the proposed standard often specifies required procedures.In other comments, the Federation said that, throughout the standard, it should be highlighted that the responsibility to identify related parties is the one for the company and not the auditor. [read post]
5 Jun 2012, 7:05 pm
Our guest, investigative reporter Cindy Chang, writes that Louisiana is the prison capital of the world. [read post]
5 Jun 2012, 6:51 pm
Avirup has worked in the New York office of Weil Gotshal & Manges and in the New Delhi office of S&R Associates. [read post]
5 Jun 2012, 6:43 am
Catherine Reach is Director, Law Practice Management & Technology for the Chicago Bar Association. [read post]
5 Jun 2012, 6:26 am
Instead, they led customers to believe that the CMOs were “government-guaranteed bonds” that preserved capital and generated 10-15% returns. [read post]
5 Jun 2012, 6:26 am
Instead, they led customers to believe that the CMOs were “government-guaranteed bonds” that preserved capital and generated 10-15% returns. [read post]
5 Jun 2012, 6:26 am
Instead, they led customers to believe that the CMOs were “government-guaranteed bonds” that preserved capital and generated 10-15% returns. [read post]
4 Jun 2012, 9:56 pm
The first group is largely a group of one - Bell. [read post]
4 Jun 2012, 3:51 am
The EPA, other agencies, and intervenors, including the National Association of Manufacturers, argued that the “public trust” doctrine was a State law issue, not a federal one, and Judge Wilkins agreed. [read post]
31 May 2012, 10:13 am
"But this had only solved the problem at the national level. [read post]
31 May 2012, 9:20 am
Well, we are delighted to inform you that this number just increased by one. [read post]
30 May 2012, 1:37 pm
CLIENT LIST• SPEECHES (not complete list): National Venture Capital Association, U.S. [read post]
29 May 2012, 10:56 am
A few weeks back, on 10 May 2012 (and after a welcome weeklong vacation on Turkey’s Mediterranean coast), I was once again a featured panelist at the Turkish National Real Estate Association (Gyoder)’s annual conference in Istanbul. [read post]
26 May 2012, 12:06 am
The SEC is directed to establish rules that exempt funding portals from broker-dealer registration as long as they are subject to the authority of the SEC, are a member of a national securities association and are subject to other requirements the SEC may establish. [read post]
26 May 2012, 12:06 am
The SEC is directed to establish rules that exempt funding portals from broker-dealer registration as long as they are subject to the authority of the SEC, are a member of a national securities association and are subject to other requirements the SEC may establish. [read post]
25 May 2012, 6:10 pm
Louisiana Is The World’s Prison Capital Criminal Defense Attorney New Orleans Elizabeth B. [read post]
25 May 2012, 1:43 pm
The host of the conference, The Ohio State University Moritz College of Law, is home to one of the top ADR programs in the nation, as well as many prominent ADR faculty, such as professors Nancy Rogers, Joseph Stulberg, Sarah Cole, Ellen Deason, and Amy Cohen. [read post]
25 May 2012, 7:54 am
This is a one-way game. [read post]
25 May 2012, 6:39 am
In association with Bloomberg Law [read post]
