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6 Mar 2017, 4:26 pm by Kevin LaCroix
National Australia Bank, the Court held that Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) does not apply extraterritorially. [read post]
15 Oct 2020, 11:00 am by Lina Angelici
The principal changes to the Investment Test in the final rules are summarized in (A) – (C), below. [read post]
20 Feb 2016, 10:56 am by Rebecca Tushnet
  Also, there’s a reason for stronger remedies in patent b/c patent is temporally limited as real property is not. [read post]
19 Feb 2022, 1:49 pm by Rebecca Tushnet
Use FB, Google and Amazon b/c those are in the press and stir up controversy, but don’t mean to talk just about them except as monopolies. [read post]
11 Dec 2018, 9:53 am by Andrew Stoltmann
The State of Indiana recently imposed a $450,000 civil penaltyagainst LPL Financial for failing to supervise the company’s financial advisors on a state-wide basis. [read post]
20 May 2013, 9:43 am by Asher Bearman
For purposes of this chapter:   *   *   * (8) "Private fund adviser" means an investment adviser who provides advice solely to one or more qualifying private funds. (9) "Qualifying private fund" means a private fund that meets the definition of a qualifying private fund in Securities and Exchange Commission Rule 203(m)-1, 17 C.F.R. 275.203(m)-1, other than a private fund that qualifies for the exclusion from the definition of "investment company" provided in… [read post]
28 May 2020, 12:05 am by Léon Dijkman
According to Nestlé, this mark is devoid of any distinctive character and consists exclusively of signs that may serve to designate characteristics of the goods, as per Arts. 7(1)(b) and 7(1)(c) EUTMR. [read post]
14 Mar 2024, 9:35 am by Wiggam Law
Note that small employers who offer healthcare coverage may have to file Forms 1094-B and 1095-B. [read post]
4 Nov 2008, 9:35 am
c) To deal with yet another query here, what would happen to pending applications for exemptions before SEBI in case of possible increase through proposed buybacks? [read post]
14 Oct 2008, 7:17 am
Public Adjuster Ownership of Construction Company (September 10, 2008)Question presented: May an individual licensed as a public adjuster and owner of a public adjusting company act as an owner and principal of a construction/renovation company at the same time? [read post]
5 Jun 2020, 5:00 am by Yuval Shany
They also provide a useful benchmark for outside observers to evaluate the content moderation policies of social media companies and to hold such companies accountable for some of the real-life consequences of their policies. [read post]
27 Apr 2009, 7:01 am
That may, for example, raise a question concerning the enforceability of an arbitration clause in an employment agreement between a U.S. citizen and a company headquartered abroad. [read post]
7 Apr 2008, 2:16 am
  B)  Non-fraternization policies minimize the perception of favoritism. [read post]