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7 Jul 2011, 2:48 pm by Ted Allen
Meanwhile, the Senate Banking Committee plans to hold a hearing on investor protection issues on July 12 at 10 a.m. [read post]
7 Jul 2011, 2:14 pm by Daniel Schwarcz
  But as with coverage terms and claim handling, quite the opposite is true: whereas bank regulation has embraced transparency, insurance regulation has actively rejected it. [read post]
6 Jul 2011, 12:06 pm by admin
Duke, a former banker, dissented, citing uncertain direction from Congress and worries about new burdens for community banks in particular. [read post]
6 Jul 2011, 10:19 am by James Hamilton
Three US Senators have asked the SEC and other regulators to repropose the Dodd-Frank risk retention regulations. [read post]
With the Volcker Rule, legislators aim to reduce banking entity exposure to proprietary trading and thereby enhance bank’s ability to maintain their more traditional functions during market crises. [read post]
5 Jul 2011, 3:15 am by Seth Leventhal
Update # 2 (July 5, 2011): When Minnesota Litigator first reported this lawsuit brought by TCF Bank nominally against Ben Bernanke challenging the federal Dodd-Frank banking legislation signed into law by Pres. [read post]
4 Jul 2011, 8:17 pm by Stefan Passantino
This Wednesday, the Securities and Exchange Committee (SEC) voted to propose rules that would impose certain business conduct standards on banks and other firms that deal in complex financial instruments known as “swaps. [read post]
4 Jul 2011, 2:59 pm by James Hamilton
In a letter to SEC Chair Mary Schapiro, the banking associations said the proposal goes well beyond what is required either by the Dodd-Frank Act or the problems that it was written to solve. [read post]
4 Jul 2011, 8:16 am by Lovechilde
If they resist paying unfair penalties, the full weight of the law will be brought down on them (but not the banks.) [read post]
3 Jul 2011, 6:16 am by Kim Krawiec
  Those regulators are now beginning to fill in the substantial gaps and ambiguities left by Dodd-Frank, and are doing so outside of the temporary public glare that – thanks largely to anger over the bank bailouts -- accompanied the legislative process. [read post]
1 Jul 2011, 12:28 pm by James Hamilton
The SEC has proposed regulations implementing Dodd-Frank provisions requiring business conduct standards for security-based swap dealers and major security-based swap participants. [read post]
1 Jul 2011, 2:00 am by Kara OBrien
National Australia Bank regarding the extraterritorial application of the securities laws. [read post]
30 Jun 2011, 2:44 pm by LindaMBeale
  The suggestion that you cannot increase taxes on financial transactions and increase capital requirements in banks to stifle the too-rapid innovation and liquidity within the financial institutions that underlies the crisis we just went through (and the worse one we will suffer within the decade if we don't enact even stronger reforms than already in Dodd-Frank) reflects the dogmatic fixation on service to the wealthy investors and financiers that permeates the… [read post]