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1 Oct 2020, 3:00 am by John Jenkins
The last day of the SEC’s fiscal year included the announcement of a settled enforcement proceeding against HP, Inc. [read post]
30 Sep 2020, 9:00 am by John Jascob
First, Shaila Ruparel, Associate General Counsel, II-VI Inc., observed that while data has some intrinsic value, its true value derives from how it is used. [read post]
29 Sep 2020, 11:51 am
I use those terms at the heart of the normative framework of business and human rights for all of its irony n this context. [read post]
29 Sep 2020, 9:00 am by Bryn Miller
  In 2009, the Securities & Exchange Commission passed a new rule requiring publicly-traded companies to start disclosing what role, if any, diversity plays in the process used by companies to nominate persons to serve on their board of directors. [read post]
29 Sep 2020, 7:33 am by Ronald Newman
In fact, it was our volunteer, Nina Grey, who secured the all-important commitment from Joe Biden to end the Hyde Amendment, which has blocked access to reproductive health care to low income individuals for decades. [read post]
29 Sep 2020, 7:12 am by Christopher Keogh
Rich, Intelisano & Katz, LLP (RIK) filed a $3 million FINRA arbitration this month on behalf of clients that invested in UBS Financial Services, Inc. [read post]
The US Securities and Exchange Commission (SEC) announced charges Monday against a former Amazon.com, Inc. finance manager along with two of her family members, alleging a multi-year insider trading scheme “in advance of Amazon earnings announcements between January 2016 and July 2018. [read post]
28 Sep 2020, 1:26 pm by Sheila R. Carroll
Since the development of the whistleblower program, the SEC has used this rule. [read post]
28 Sep 2020, 10:14 am by Renae Lloyd
Zabala for  allegedly defrauding investors in his company, Concorde Group Holdings Inc. [read post]
28 Sep 2020, 9:01 am by Jonathan Bailey
Real Estate Startup CREXi with Copyright Lawsuit Next up today, Annlee Ellingson at LA Biz reports that Commercial Real Estate Exchange Inc. [read post]
28 Sep 2020, 4:18 am by New York Civil Law
At a deposition, the injured plaintiff testified that he was provided with the scaffold and with a hoist to use for securing and gradually lowering the ducting segments. [read post]
28 Sep 2020, 4:18 am by New York Civil Law
At a deposition, the injured plaintiff testified that he was provided with the scaffold and with a hoist to use for securing and gradually lowering the ducting segments. [read post]
26 Sep 2020, 1:59 am by Alan Rosca
The complaint goes on to allege that Zabala used close to $2 million of investor money for personal use, and used $1.2 million to make Ponzi-like payments to investors in Concorde Group Inc., the parent company of Concorde Group Holdings. [read post]
26 Sep 2020, 1:59 am by Alan Rosca
The complaint goes on to allege that Zabala used close to $2 million of investor money for personal use, and used $1.2 million to make Ponzi-like payments to investors in Concorde Group Inc., the parent company of Concorde Group Holdings. [read post]
25 Sep 2020, 9:50 am by zamansky
Speak with a Lawyer About Your Case for Free For more information about seeking to recover your investment losses from a fraudulent ICO, call us at 212-742-1414 or contact us online. [read post]
25 Sep 2020, 8:19 am
In re Systemax Inc., Serial Nos. 88150991 and 88151072 (September 23, 2020) [not precedential] (Opinion by Christen M. [read post]