Search for: "Securities Investor Protection Corporation"
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14 Aug 2015, 4:15 pm
Hinrich Julius, Hamburg UniversityEconomic Exigencies and the Potential Proliferation of Investor-State Arbitration: When are Government Measures Tantamount to Expropriation? [read post]
2 Jun 2011, 7:42 am
Brief Summary of Rules Section 922 of Dodd-Frank added new Section 21F to the Securities Exchange Act of 1934 entitled, “Securities Whistleblower Incentives and Protection. [read post]
20 Sep 2010, 9:14 pm
Accredited Investor Sections 2.3(1) (prospectus requirement) and 3.3(1) (dealer registration) of National Instrument 45-106 says that the prospectus requirement and the dealer registration requirement under the Ontario Securities Act do NOT apply in respect of a trade in security if the purchaser purchases the securi [read post]
20 May 2016, 2:03 pm
If you come from another country w/lower securities laws and you list here, that sends a signal to investors that you’re more credible and you have lower cost of capital. [read post]
15 Sep 2015, 4:50 pm
In a TCPA action, the claimants typically name as defendants only the corporate entity that allegedly violated the statute. [read post]
2 Jan 2024, 12:56 pm
Please note that these figures include only federal court securities suit filings; the numbers do not include securities class action lawsuits filed in state court. [read post]
1 Jul 2011, 7:01 am
The Shifting Tide of ESI Discovery Cost Allocation Securities Arbitration, ForthcomingEdward [read post]
1 Jul 2011, 7:01 am
The modified approach outlined in this Article promises to strike a better balance between investor protections and national sovereignty, and thereby promote the long-term viability o [read post]
14 Oct 2021, 1:32 pm
Meituan’s fine is much smaller than the $1 billion penalty observers had expected, though market share and investor confidence will likely take a large hit. [read post]
20 Mar 2018, 1:16 pm
” But this is unlikely to apply here, given that Kogan gained access to Facebook data by askings users for their Facebook logins—not by breaching any corporate networks. 3. [read post]
31 Oct 2011, 12:25 pm
The organizational documents of these entities impose limited purpose and corporate separateness covenants, and restrictions on filing for bankruptcy. [read post]
4 May 2015, 5:59 am
” If passed, the measure could also “roll back wage theft protections for workers, antitrust protections for small businesses and securities fraud protections for investors,” Bland warned. [read post]
18 Dec 2023, 2:48 pm
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
29 Jan 2010, 11:33 am
The consensus goal once was investor protection through expansive interpretations of the liability provisions. [read post]
5 Jun 2012, 6:54 pm
The MMC’s conclusion that the mere existence of certain non-voting rights of an investor can give rise to the ability to influence corporate policy and decisions resonates with the conclusion of the CCI in the order referred above. [read post]
19 Mar 2013, 10:23 am
” Yes, this isn’t about national security, it’s about power for the entertainment industry. [read post]
3 Sep 2010, 7:04 am
Corporate filings don’t normally include this kind of you-are-there detail. [read post]
7 Oct 2020, 2:04 pm
(The meaningful division of combined ownership, according to Ben Thompson of Stratechery, will depend on how shares of TikTok Global are distributed, since ByteDance, Walmart and Oracle each have both U.S. and non-U.S. investors.) [read post]
1 May 2020, 12:14 pm
He put his life at risk to stop environmental crime and protect investors who were defrauded of millions. [read post]
18 Jan 2018, 8:47 am
There is a Contradiction between the Principle of Active Shareholding and the Legal Protection of Corporate Autonomy and Asset Partitioning F. [read post]
