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22 Mar 2024, 6:37 am
In addition to heated debate over climate disclosure regulations and concerns that public comment periods are too short, the hearing touched on the SEC’s private fund advisor rule and requirements of the Administrative Procedure Act.The House is considering legislation that calls for congressional disapproval of the private fund advisor rule. [read post]
11 Apr 2009, 4:16 pm
FINRA, also known as the Financial Industry Regulatory Authority, provides the arbitration forum for resolving disputes with brokerage firms. [read post]
9 Aug 2013, 2:40 pm
Following the issuance of these independent reports, working drafts of proposed rules to accomplish these recommendations were developed by the Alliance of Merger & Acquisition Advisors with the support of the International Association of Business Brokers, and submitted to the SEC and NASAA in 2007 and 2008. [read post]
16 Jan 2023, 6:29 pm
World Economic Forum: Cost of living dominates global risks in the next two years while climate action failure dominates the next decade. [read post]
6 Jul 2022, 3:04 am
On our “Q&A Forum” (#2280), members recently resurrected a 16-year-old discussion about interlocking directors – i.e., directors who serve on more than one board together. [read post]
22 Jul 2021, 6:01 am
(discussed on the Forum here). [read post]
13 Nov 2020, 3:00 am
We’ll be posting memos in our “Proxy Advisors” Practice Area. [read post]
3 Apr 2023, 6:31 am
Management teams and their advisors were trying to get their arms around a new definition of pay called “Compensation Actually Paid” and the necessary calculations for the new disclosure. [read post]
3 Apr 2023, 6:31 am
Management teams and their advisors were trying to get their arms around a new definition of pay called “Compensation Actually Paid” and the necessary calculations for the new disclosure. [read post]
15 Apr 2019, 8:45 am
In the meantime, customers will continue to have to bring their disputes with stock brokers and broker-dealers through the established channel of the FINRA dispute resolution forum. [read post]
16 Dec 2016, 1:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, December 16, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of December 9–December 15, 2016. [read post]
29 Dec 2017, 6:01 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, December 29, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of December 22-28, 2017. [read post]
4 Jul 2008, 5:22 pm
(Flag courtesy of the Tax Law Forum via photobucket)First, thanks to A Man Among Mommies for copying the entire text of the Declaration of Independence which is must-reading in any year, let alone an election year. [read post]
13 Jan 2020, 5:37 am
This post is based on a publication prepared by State Street Global Advisors. [read post]
17 Nov 2008, 10:05 am
Students from another college or university should consult their advisor and then go to [icc.edu] apply and get enrolled soon.Justice Weighed Here This site is presented as a forum for the Lawyers, Paralegals and Criminal Justice Professionals of Central Illinois, and especially those students, graduates, friends and supporters of the Paralegal and Criminal Justice Programs at Illinois Central College. [read post]
23 Jul 2021, 10:14 pm
(discussed on the Forum here). [read post]
30 May 2021, 8:34 am
Posted by Nell Minow, ValueEdge Advisors, on Sunday, May 30, 2021 Editor's Note: Nell Minow is Vice Chair of ValueEdge Advisors. [read post]
28 Sep 2017, 6:14 am
Posted by Gregory Taxin, Spotlight Advisors, on Thursday, September 28, 2017 Editor's Note: Gregory Taxin is Managing Director at Spotlight Advisors. [read post]
24 Oct 2020, 6:47 am
Strine, Jr (discussed on the Forum here). [read post]
22 Nov 2021, 6:09 am
Posted by Karen Wong, State Street Global Advisors, on Monday, November 22, 2021 Editor's Note: Karen Wong is Global Head of ESG at State Street Global Advisors. [read post]
