Search for: "Annuity Fund"
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27 Sep 2010, 5:55 am
* a recent article in Investment News referred to immediate annuities as the "ultimate in predictable income" [read post]
6 Jun 2017, 12:32 pm
In March 2016, a customer complaint was filed alleging Walker made unauthorized sales of different stocks, unauthorized and unsuitable purchases of variable annuities, and unauthorized mutual fund switches during the period of June 2014 to June 2015 while Walker was employed at LPL Financial LLC. [read post]
8 Mar 2016, 6:00 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
17 Oct 2016, 8:54 am
The findings stated that Turner circumvented his member firm’s supervisory review process by misrepresenting the source of funds in variable annuity application materials in connection with exchanges by customers. [read post]
22 Nov 2013, 7:01 am
The majority of investors in Arete used funds from IRAs or other retirement accounts.The SEC alleges that Snisky described Arete as an “annuity-plus” investment in which, unlike typical annuities, investors could withdraw principal and earned interest with no penalty after 10 years while still enjoying annuity-like guaranteed annual returns of 6 to 7 percent. [read post]
3 Sep 2010, 11:00 am
The annuity DID NOT go down in value! [read post]
21 Feb 2019, 6:57 am
Further, according to the CCMC, the proposal creates an opportunity to overall improve the language of annuities, and the SEC should take steps to avoid codifying old and confusing annuity language in within the new rule and amendments. [read post]
19 Feb 2007, 8:10 am
SETTLEMENT FUNDING, LLC dba PEACHTREE SETTLEMENT FUNDING, Transferee, and FARMERS NEW WORLD LIFE INSURANCE COMPANY, and MID-CENTURY INSURANCE COMPANY, Annuity Decision Date: October 26, 2006 Cite: 2006 SD Wrk. [read post]
8 Aug 2007, 8:46 am
Underlying Fund Expenses: relating to investment options. [read post]
11 Apr 2023, 10:07 am
At that time, Debra George had funds available from a federal service survivor annuity due to her father’s passing and an investment account gifted from her mother. [read post]
6 Nov 2017, 6:57 am
Well-designed structured settlements that are funded through annuities are tax-free, guaranteed, and incur no risk. [read post]
6 Nov 2017, 6:57 am
Well-designed structured settlements that are funded through annuities are tax-free, guaranteed, and incur no risk. [read post]
6 Nov 2017, 6:57 am
Well-designed structured settlements that are funded through annuities are tax-free, guaranteed, and incur no risk. [read post]
12 Jun 2009, 1:49 pm
Unlike variable annuities and mutual funds, noted the issuers, fixed indexed annuities are not marketed or valued according to the investment management of the issuer. [read post]
7 Sep 2012, 10:46 am
The money goes toward refunds for consumers, General Revenue and the Missouri State School Fund. [read post]
12 Jun 2010, 4:45 pm
Doesn't the QSF adminstrator or trustee have to send funds to the qualified assignee to cover the annuity cost? [read post]
29 Oct 2008, 1:53 am
It will also not apply to retirement income products including annuities. [read post]
27 Feb 2009, 3:25 pm
In most cases, (Step 2) the defendant then transfers the responsibility to a "qualified assignment," which (Step 3) funds the damage payments with an annuity". [read post]
23 Jun 2010, 11:52 am
For variable annuities, the deposits are invested in one or more funds representing a particular asset class, such as U.S. [read post]
1 Jul 2009, 6:45 am
Additionally, the representatives would fail to disclose key information about the variable annuity product, including surrender penalties and that the funds were guaranteed at death and that the value could fluctuate until such time. [read post]
