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26 Mar 2024, 3:19 am by SHG
Can she sell her integrity to the job and then expect to be embraced as an honest broker later? [read post]
26 Mar 2024, 2:00 am
WORKED WITH MEXICAN DRUG CARTELS TO IMPORT METH AND OTHER DRUGSAV (56) of Queens, New York, was sentenced on February 23, 2024 to 18 years and 8 months in prison for his role in “methamphetamine importation and money laundering conspiracies. [read post]
Shepherd Smith Edwards and Kantas (investorlawyers.com) represent retail investors, seniors, retirees, accredited investors, high-net-worth individual investors, and institutional investors in pursuing the damages they are owed because of broker misconduct or negligence. [read post]
There are growing allegations that the broker-dealer may have allegedly fraudulently sold Reg D offerings, including to retail investors and older seniors. [read post]
At Shepherd Smith Edwards and Kantas (investorlawyers.com), we work with investors against their brokers who engaged in unsuitable investment recommendations, excessive trading, concentration, misrepresentations and omissions, negligence, and more. [read post]
We are offering a free, no-obligation case assessment to investors who want help in determining whether they should sue the broker-dealers that allegedly unsuitably marketed and sold iCap securities to them. [read post]
Former Clients of Ex-Triad Advisors Broker James Walesa Are Seeking Many Millions in Financial Recovery. [read post]
Also, most of the HJ Sims Reg D investments were sold exclusively by this broker-dealer. [read post]
Did Ex-Coastal Equities Broker Luke Johnson Sell You GPB Private Placements, GWG Stock, REITs, or Other Alternative Investments? [read post]
25 Mar 2024, 8:51 am by Jeffrey Neuburger
Since the start of the year, the Federal Trade Commission (FTC) has brought actions against – and reached proposed settlements with[1] – three business ventures engaged in the collection, use and sharing of certain consumer information. [read post]
24 Mar 2024, 11:30 pm by Alexandre Lodie
The latter case involves a Belgian non-profit organisation called IAB Europe which designed a tool, a framework called TCF, with the purpose of enabling website providers and data brokers to process personal data lawfully (see Paragraph 20). [read post]
24 Mar 2024, 9:05 pm by renholding
The compromise that ultimately helped broker the approval of the Directive made some of its core provisions optional for member states and reflected a shift towards preserving national prerogatives over pan-European takeover policies. [read post]
24 Mar 2024, 7:19 pm by Sabrina I. Pacifici
Eight highlights from this week: How to Figure Out What Your Car Knows About You; The Feds Can Film Your Front Porch for 68 Days Without a Warrant, Says Court; X Continues to Break as Fraudsters Use Deceptive Links to Scam; FDA and You; Artificial Intelligence and Medical Products: How CBER, CDER, CDRH, and OCP are Working Together; DOJ sues Apple in antitrust case, says it has illegal monopoly over smartphones; Data brokers admit they’re selling information on precise location, kids,… [read post]
24 Mar 2024, 7:14 pm by Sabrina I. Pacifici
“General Motors said Friday that it had stopped sharing details about how people drove its cars with two data brokers that created risk profiles for the insurance industry. [read post]
23 Mar 2024, 9:50 am by Sabrina I. Pacifici
Eight highlights from this week: How to Figure Out What Your Car Knows About You; The Feds Can Film Your Front Porch for 68 Days Without a Warrant, Says Court; X Continues to Break as Fraudsters Use Deceptive Links to Scam; FDA and You; Artificial Intelligence and Medical Products: How CBER, CDER, CDRH, and OCP are Working Together; DOJ sues Apple in antitrust case, says it has illegal monopoly over smartphones; Data brokers admit they're selling information on precise location, kids,… [read post]
23 Mar 2024, 8:12 am by David Adelstein
This means an attorney would be engaged in red-lining contracts, negotiating contracts, and working with you and your insurance broker to make sure you understand assumed risk. [read post]
22 Mar 2024, 8:24 pm by JD Hull
Because you're a lawyer, or other professional (MD, CPA, engineer, broker), you now have a license to be incompetent, semi-competent, or a chronic screw-up on the details of getting much (if not most) your of work done? [read post]
CB Life Annuity Investors’ Best Chances For Financial Recovery May Be To Sue Broker-Dealer  A North Carolina Court of Appeals has rejected billionaire Greg Lindberg’s appeal, which clears a path for his Colorado Bankers Life Insurance and Bankers Life Insurance to begin liquidation proceedings on June 30, 2024. [read post]