Search for: "Barclays Capital"
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31 Aug 2011, 9:10 am
"The market shows it's fairly confident that the pipeline capacity is being built in line with the way production is coming on-stream," said Biliana Pehlivanova, a natural gas analyst with Barclays Capital in New York. [read post]
30 Mar 2010, 1:20 am
Kramarsky, a member of Dewey Pegno & Kramarsky, writes that the recent decision in Barclays Capital Inc. v. [read post]
6 Jul 2015, 4:25 pm
In addition, the agencies notified the firms that public plans should include more detail on each material entity, such as the type of business conducted, interconnectedness among entities, and a general indication of capital and funding sources. [read post]
24 Dec 2019, 7:19 am
According to FINRA Disciplinary actions for December 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bartley, Jevon Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Cross, Anita Gasser, Robert Barclays Capital Inc … [read post]
25 Oct 2011, 6:16 am
Analysts at Barclays Capital, however, estimated that between 1.9 million and 3.1 million homeowners could be eligible for help. [read post]
21 Sep 2010, 7:09 pm
November 2, 2010 4:30 – 6:00 - Joint NIBA/CTA EXPO Cocktail Party (Sponsored by Telvent DTN) November 3, 2010 8:00 – 9:00 - Continental Breakfast (Sponsored by DMAXX) 8:45 – 9:00 – Welcoming Remarks (Sponsored by Barclay Hedge Ltd.) [read post]
25 Jan 2010, 6:55 am
Davidoff (University of Connecticut School of Law), Jay Eisenhofer (Grant & Eisenhofer P.A.), Richard Ferlauto (American Federation of State, County and Municipal Employees [AFSCME]), Abe Friedman (Barclays Global Investors), Byron Georgiou (Of Counsel, Coughlin Stoia Geller Rudman & Robbins LLP), Kayla Gillan (U.S. [read post]
20 Mar 2015, 12:00 pm
She regularly negotiates on managers’ behalf investments by institutional investors (side letters) and seed capital arrangements. [read post]
18 Feb 2016, 5:53 am
However, banks like Citigroup, Barclays, and Wells Fargo made an estimated $1.1 billion in fees for selling these products to investors. [read post]
20 Mar 2015, 12:00 pm
She regularly negotiates on managers’ behalf investments by institutional investors (side letters) and seed capital arrangements. [read post]
15 Jul 2014, 2:00 am
R (Barclay & Anor) v SSJ and Lord Chancellor & Ors, heard 30 June 2014. [read post]
20 Apr 2021, 8:40 am
The discussion draft also was the subject of a hearing held by the House Financial Services Committee’s Subcommittee on Investor Protection, Entrepreneurship and Capital Markets, which is chaired by Rep. [read post]
21 Jun 2016, 1:35 am
Copyright did not extend to news articles per say, but a different transient property right.Justice Putney ultimately concluded that International News Services had unlawfully acquired the Associated Press' property, and restricted the publication of news by them appropriated from the Associated Press for a number of hours after its publication, unless proper credit was given.The current state of 'hot news' and its protection is uncertain, with subsequent cases such… [read post]
3 Mar 2013, 9:01 pm
Barclays Capital Real Estate Inc. dba Home EqServicing, 2011-0908 certifies the question to the Ohio Supreme Court who heard oral arguments on February 26, 2013. [read post]
15 Sep 2017, 11:51 am
Barclays Capital Inc., for alleged anti-fraud violations based on alleged overbilling of advisory fees and excess mutual fund sales charges, which resulted in $97 million monetary relief. [read post]
3 Jun 2011, 5:34 am
The Supreme Court’s decision in this case gives further guidance on the dividing line between Ensign Tanker and Barclays Mercantile. [read post]
6 Oct 2009, 6:01 am
Although, the Representative Comment Letters proposed ownership thresholds ranging from 1% to 15% of a company's outstanding securities, it is noteworthy that ValueAct Capital, Capital Research and Management and Barclays Global Investors recommend a high threshold (e.g., 10% or 15% in some cases). [read post]
2 Feb 2010, 7:44 pm
Overall, banks repurchased about $14.2 billion in loans from holders of mortgage-backed securities in the first nine months of last year, up from $3.6 billion a year earlier, according to Barclays Capital. [read post]
4 Dec 2007, 8:50 pm
Though administration officials have yet to agree on crucial details with mortgage lenders and the securities industry, a similar effort in California is likely to help about 12 percent of borrowers in the state with adjustable-rate subprime loans, according to estimates by Barclays Capital. [read post]
16 Apr 2020, 1:30 pm
Capital One – Same as Barclays. [read post]
