Search for: "Bruce Investments"
Results 341 - 360
of 1,128
Sorted by Relevance
|
Sort by Date
25 Aug 2012, 7:45 pm
Bruce Karsh is one of the co-founders of Oaktree Capital, an international investment and management firm and, according to the Los Angeles Times, the largest creditor of Tribune Co. which owns the Los Angeles Times. [read post]
10 Jan 2020, 6:10 am
Automating Securities Class Action Settlements Posted by Jessica Erickson (University of Richmond School of Law), on Friday, January 3, 2020 Tags: Class actions, Financial technology, Institutional Investors, SEC, Securities litigation, Securities regulation, Settlements, Shareholder suits SEC Proposed Proxy Rules Changes—A Risk to Companies, Corporate Political Disclosure and Accountability Posted by Bruce F. [read post]
12 Aug 2010, 5:00 am
(Thanks for pointing this out Bruce.) [read post]
2 Sep 2011, 7:01 am
According to Bruce Karpati, the Co-Chief of the SEC's Asset Management Unit, "Faruki and Neural Markets lied throughout this elaborate scheme in order to attract capital from sophisticated investors. [read post]
12 Apr 2019, 8:28 am
Morgan Stanley Delaney, Glen Newbridge Securities Corp Craig Scott Capital, LLC Flaningan, Joel NYLife Securities LLC Synergy Investment Services, LLC Hovermale, Jeffrey Sovereign Legacy Securities, Inc Family Income Planning, Inc Marnelego, Christopher First Standard Financial Company LLC Merriman Capital, Inc Ness, Valerie O’Neal, Tristan Northwestern Mutual… [read post]
4 May 2010, 5:00 am
Rob Kaplan and Bruce Karpati, co-chiefs of the Asset Management Unit of the SEC enforcement division, held their first full staff meeting last week. [read post]
6 Dec 2013, 4:05 am
The Failure of the DMCA Notice and Takedown System — Bruce Boyden has released a new paper with the Center for Protection of Intellectual Property that details the Digital Millennium Copyright Act after fifteen years. [read post]
28 Apr 2023, 6:30 am
The Board’s Oversight of Employee Voice Posted by Holly Fetter and Benjamin Colton, State Street Global Advisors, on Friday, April 21, 2023 Tags: employee investment, employee retention, employee voice, human resources, Oversight, strategy Anticipating Activist Attacks Posted by David A. [read post]
28 Apr 2023, 6:30 am
The Board’s Oversight of Employee Voice Posted by Holly Fetter and Benjamin Colton, State Street Global Advisors, on Friday, April 21, 2023 Tags: employee investment, employee retention, employee voice, human resources, Oversight, strategy Anticipating Activist Attacks Posted by David A. [read post]
21 Feb 2014, 8:30 am
SEC claims drunk lawyer had insider tipple By Kara Scannell in FT.com The SEC sued Tibor Klein, a New York investment adviser, in September for allegedly buying securities of King Pharmaceuticals after learning from one of his clients that the drug company was in talks to be acquired by Pfizer. [read post]
21 Jun 2021, 5:20 am
If you or a loved one is injured, call Associates and Bruce L. [read post]
10 Apr 2014, 6:26 am
As Bruce Karpati, the former chief of the Asset Management Unit, explained in a speech back in 2012, former industry participants “know where the bodies are buried — and understand how they got there. [read post]
1 Apr 2014, 11:42 am
Because a large proportion of these investments will not pay off, Cavalry is often willing to work with a borrower who comes to the table to negotiate. [read post]
21 Nov 2014, 5:00 am
SEC: Sending Saudi Officials on ‘World Tour’ Was FCPA Violation by Bruce Carton in Compliance Week In case there was any ambiguity that companies may not send foreign government officials on a “world tour” in order to secure business, the SEC made that clear yesterday. [read post]
5 Apr 2010, 8:47 am
Getting to Yes: Negotiating Agreement Without Giving In by Bruce M. [read post]
6 Jun 2012, 4:59 am
“We’re looking at zombielike funds that potentially have stale valuations,” says Bruce Karpati, co-head of the SEC’s asset-management enforcement unit. [read post]
19 Dec 2012, 5:00 am
“[w]hy is an investor better off just investing in Aladdin sponsored CLOs and CDOs? [read post]
19 Dec 2012, 5:00 am
“[w]hy is an investor better off just investing in Aladdin sponsored CLOs and CDOs? [read post]
2 Oct 2007, 10:55 am
The U.K.'s cute website describes the CTF as follows: Child Trust Fund (CTF) is a savings and investment account for children. [read post]
29 May 2012, 4:00 am
Even more have suffered from bad investments, misplaced trust, greedy families, divorce, and over-indulgence in extravagance. [read post]
