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10 Feb 2016, 10:00 pm by Dan Flynn
Valley Meats was sold to D’Allende Meats, an investment group, and New Mexico added them to the injunction. [read post]
7 Feb 2016, 9:47 pm by Cody M. Poplin
 Bruce Hoffman will interview Bergen during the event. [read post]
3 Feb 2016, 7:45 am by John Jascob
Representative Bruce Poliquin’s (R-Me) bill would alter the Small Business Investment Incentive Act of 1980 to require the Commission to review and promptly issue a public statement on the findings of the government-business forum on capital formation. [read post]
28 Dec 2015, 3:46 am by Broc Romanek
In response, I received this note from Downey Brand’s Bruce Dravis: Thanks for flagging new articles on the share buybacks. [read post]
21 Dec 2015, 9:00 pm by Eric W. Orts
Business, for example, must play a critical part in technological innovation and financial investments in climate solutions. [read post]
16 Dec 2015, 4:55 am by Randi Morrison
See also this Cooley blog. 2016 Shareholder Activist Themes & Opportunities The latest survey from FTI Consulting and Activist Insight explored themes and opportunities activists expect in the coming year, and the investing practices and strategies they plan to employ. [read post]
6 Dec 2015, 9:54 pm by Cody M. Poplin
 Bruce Jones will provide introductory remarks while Tanvi Madan will moderate. [read post]
24 Nov 2015, 3:02 pm by Elina Saxena, Cody M. Poplin
Editor’s Note: Today’s Headlines and Commentary will be in a turkey coma for the remainder of the week. [read post]
17 Nov 2015, 1:18 pm by Doug Cornelius
There is the October 14, 2015 speech by Andrew Donohue for the role of compliance: Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference. [read post]
14 Nov 2015, 3:22 am by The Law Offices of Richard Ansara, P.A.
The guilty plea comes just one month after he and another man, 60-year-old Bruce Kane of Fort Lauderdale, were arrested in connection with the scheme. [read post]
30 Oct 2015, 6:47 am by Jim Sedor
Investing in Lobbying Pays OffNew York World – Masako Melissa Hirsch | Published: 10/28/2015 Motif Investing created an investment option for its clients consisting of the 20 companies that spend a larger share of their assets on lobbying than other firms. [read post]
28 Oct 2015, 9:19 pm
Alexandrov & James Mendenhall, Breach of Treaty Claims and Breach of Contract Claims: Simplification of International Jurisprudence Laurence Shore and Liang-Ying Tan, Investment Treaty Tribunals, Human Rights, and International Law Rocío Digón & Marek Krasula, The ICC’s Role in Administering Investment Arbitration Disputes Bruce A. [read post]
Winds of change are blowing through Europe’s national courts, beginning with a new antitrust damages Directive requiring changes in national laws to facilitate private enforcement of competition law. [read post]
Factual Background Plaintiff Bruce Kaye was the controlling principal of three entities that sold and managed several timeshare interests in properties in Atlantic County, New Jersey. [read post]
9 Sep 2015, 6:17 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) barred former Cetera Advisors LLC (Cetera) broker Bruce Sabourin (Sabourin) after the broker failed to respond to a letter from the regulator requesting information. [read post]
3 Sep 2015, 7:00 am by Adam Weinstein
In reality, FINRA determined that the investors lost all of the money that they invested in the MMM Notes, with the exception of three investors who were repaid with funds from new investors in a Ponzi scheme like fashion. [read post]